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- Tasks: Support clients with compliance projects and deliver training materials.
- Company: Well-established consultancy known for its collaborative and sustainable approach.
- Benefits: Professional growth, supportive team environment, and a focus on sustainability.
- Why this job: Join a close-knit team and drive your compliance career forward.
- Qualifications: Degree level education and previous regulatory compliance experience preferred.
- Other info: Exciting opportunity for personal and professional growth in a recognised Great Place to Work.
The predicted salary is between 28800 - 43200 £ per year.
Coopman are supporting the growth of the Regulatory Consulting division of a well established and highly regarded Consultancy business as they continue to grow their team of experts who support a range of Financial Services firms across Wealth Management, Banking, Payments, Insurance and other regulated sectors.
Key responsibilities of the Regulatory Compliance Associate:
- Supporting a variety of clients on project work, including the drafting of policies and procedures to support their compliance monitoring programmes, designing and delivering compliance related training materials for clients and undertaking file reviews.
- Assisting with regulatory matters such as applications and submissions for authorisations and variations of permissions.
- Consistently researching regulatory developments and topics to further their own knowledge and add value to clients by understanding how they could be impacted.
- Participation and creation on original thought leadership around regulatory issues.
- Delivering work to clients in a timely manner to meet strict deadlines, whilst maintaining the high standards and quality their clients expect.
Ideal experience and competencies required of the Regulatory Compliance Associate:
- Previous regulatory compliance experience within Financial Services from either a Financial Institution, Law Firm, Regulator or another Regulatory Consulting business.
- Educated to Degree level with a professional compliance related qualification (ICA, CISI) desirable.
- Solid understanding of FCA regulations and their practical applications.
- Easily motivated and willing to undertake individual research and educational development to further their understanding of regulation in specific sectors of Financial Services.
- Ability to manage multiple projects and workflows at once, with previous project management experience a plus.
- Articulate and easily able to communicate complex regulations to various stakeholders in an easy to understand way.
This role would be joining a close knit team and exceptional group of regulatory professionals at an exciting stage, in a role which will really drive personal and professional growth. If you’re early on in your Compliance career and want a role which will combine expertise and variety, apply now to learn more.
As a Certified B Corporationâ„¢, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value and incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Workâ„¢, we ensure our workplace is one that fosters professional growth and collaboration.
Regulatory Compliance Associate in City of London employer: Coopman Search and Selection | B Corp
Contact Detail:
Coopman Search and Selection | B Corp Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Associate in City of London
✨Tip Number 1
Network like a pro! Reach out to professionals in the regulatory compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its recent projects. We want you to show off your knowledge about their work in financial services and how you can contribute to their compliance efforts.
✨Tip Number 3
Practice articulating complex regulations in simple terms. We know it’s tricky, but being able to communicate clearly is key in this role. Try explaining a regulation to a friend or family member!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Regulatory Compliance Associate in City of London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Regulatory Compliance Associate role. Highlight your relevant experience in regulatory compliance and how it aligns with the responsibilities mentioned in the job description.
Showcase Your Knowledge: Demonstrate your understanding of FCA regulations and their practical applications. We want to see that you’re not just familiar with the rules, but that you can communicate them clearly and effectively.
Highlight Project Management Skills: Since managing multiple projects is key, share examples of how you've successfully juggled various tasks in previous roles. This will show us that you can handle the fast-paced environment we thrive in.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at Coopman Search and Selection | B Corp
✨Know Your Regulations
Make sure you brush up on FCA regulations and their practical applications. Being able to discuss specific regulations and how they impact clients will show that you're not just knowledgeable but also genuinely interested in the field.
✨Showcase Your Project Management Skills
Prepare examples of how you've managed multiple projects or workflows in the past. Highlighting your project management experience will demonstrate your ability to handle the demands of the role effectively.
✨Communicate Clearly
Practice explaining complex regulatory concepts in simple terms. This is crucial for the role, as you'll need to communicate with various stakeholders. Clear communication can set you apart from other candidates.
✨Demonstrate Continuous Learning
Be ready to discuss how you stay updated on regulatory developments. Mention any recent research or training you've undertaken. This shows your commitment to personal and professional growth, which aligns with the company's values.