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- Tasks: Support clients with compliance projects and deliver training materials.
- Company: Well-regarded consultancy with a focus on regulatory consulting.
- Benefits: Professional growth, collaborative culture, and a supportive team environment.
- Why this job: Join a dynamic team and make a real impact in financial services compliance.
- Qualifications: Degree level education and previous regulatory compliance experience preferred.
- Other info: Exciting opportunity for personal and professional growth in a close-knit team.
The predicted salary is between 28800 - 48000 £ per year.
Coopman are supporting the growth of the Regulatory Consulting division of a well established and highly regarded Consultancy business as they continue to grow their team of experts who support a range of Financial Services firms across Wealth Management, Banking, Payments, Insurance and other regulated sectors.
Key responsibilities of the Regulatory Compliance Associate:
- Supporting a variety of clients on project work, including the drafting of policies and procedures to support their compliance monitoring programmes, designing and delivering compliance related training materials for clients and undertaking file reviews.
- Assisting with regulatory matters such as applications and submissions for authorisations and variations of permissions.
- Consistently researching regulatory developments and topics to further their own knowledge and add value to clients by understanding how they could be impacted.
- Participation and creation on original thought leadership around regulatory issues.
- Delivering work to clients in a timely manner to meet strict deadlines, whilst maintaining the high standards and quality their clients expect.
Ideal experience and competencies required of the Regulatory Compliance Associate:
- Previous regulatory compliance experience within Financial Services from either a Financial Institution, Law Firm, Regulator or another Regulatory Consulting business.
- Educated to Degree level with a professional compliance related qualification (ICA, CISI) desirable.
- Easily motivated and willing to undertake individual research and educational development to further their understanding of regulation in specific sectors of Financial Services.
- Ability to manage multiple projects and workflows at once, with previous project management experience a plus.
This role would be joining a close knit team and exceptional group of regulatory professionals at an exciting stage, in a role which will really drive personal and professional growth. If you’re early on in your Compliance career and want a role which will combine expertise and variety, apply now to learn more.
As a Certified B Corporationâ„¢, we take a different approach to how we do business. As a recognised Great Place to Workâ„¢, we ensure our workplace is one that fosters professional growth and collaboration.
Compliance Associate/Senior Associate in City of London employer: Coopman Search and Selection | B Corp
Contact Detail:
Coopman Search and Selection | B Corp Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate/Senior Associate in City of London
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its clients. We want you to show off your knowledge about their work in regulatory compliance, especially in sectors like Banking and Wealth Management. It’ll impress them!
✨Tip Number 3
Practice your responses to common interview questions. We suggest using the STAR method (Situation, Task, Action, Result) to structure your answers. This will help you articulate your experience clearly and effectively.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly shows your enthusiasm for joining our team of experts in regulatory consulting.
We think you need these skills to ace Compliance Associate/Senior Associate in City of London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter for the Compliance Associate role. Highlight your relevant experience in regulatory compliance and how it aligns with the responsibilities mentioned in the job description. We want to see how you can add value to our team!
Showcase Your Skills: Don’t just list your qualifications; demonstrate how your skills can benefit us. If you've got experience in drafting policies or delivering training, share specific examples. We love seeing how you’ve made an impact in previous roles!
Research is Key: Take some time to research recent regulatory developments in the Financial Services sector. Mentioning these in your application shows us that you're proactive and genuinely interested in the field. It’s a great way to stand out from the crowd!
Apply Through Our Website: We encourage you to apply directly through our website. This ensures your application gets to the right people quickly. Plus, it’s a great way to explore more about our company culture and values before you apply!
How to prepare for a job interview at Coopman Search and Selection | B Corp
✨Know Your Regulations
Make sure you brush up on the latest regulatory developments in the Financial Services sector. Being able to discuss recent changes and how they might impact clients will show your commitment and knowledge, which is crucial for a Compliance Associate.
✨Showcase Your Project Management Skills
Since managing multiple projects is key in this role, prepare examples from your past experiences where you successfully juggled various tasks. Highlight how you met deadlines while maintaining high standards, as this will resonate well with the interviewers.
✨Prepare Thought Leadership Ideas
Think about original ideas or insights you could bring to the table regarding regulatory issues. This shows initiative and a proactive approach, which are highly valued in a close-knit team of regulatory professionals.
✨Demonstrate Your Research Skills
Be ready to discuss how you stay updated on compliance matters. Mention any specific resources or methods you use for research, as this reflects your motivation for continuous learning and development in the field.