Compliance Monitoring Analyst in Newport

The role:

Fantastic opportunity to join a growing team as a Compliance Monitoring Risk Analyst & for an award winning finance company who continue to enjoy excellent sector growth. The role of Compliance Monitoring Analyst reports to Compliance & Monitoring Manager and will play a key role in delivering the monitoring framework to the wider business. Hybrid working (2 days in the office). Further responsibilities include…

• Carry out thematic monitoring reviews, file checks and Quality Assurance testing
• Document and elevate findings clearly, highlighting risks and making recommendations
• Support the tracking of ongoing actions and assist with remedial work
• Support with the preparation of monitoring reports
• Support colleagues with regulatory queries
• Contribute to MI reporting for internal senior stakeholders
• Ensure monitoring documents is maintained & up to date

The Company:

• An award winning & successful financial services business who provide innovative and competitive finance products to UK businesses

The Person:

• 1/2 years experience in a compliance, assurance or risk role with knowledge of CONC
• Displays a curious mindset to find answers to queries and offer solutions
• Takes responsibility for their area of expertise and willing to help others t…