At a Glance
- Tasks: Guide regulatory compliance and support fund managers in navigating complex financial regulations.
- Company: Join BNY, a leading global financial services company shaping the future of finance.
- Benefits: Enjoy competitive pay, flexible resources, generous leave, and a focus on wellbeing.
- Other info: Be part of a diverse team committed to excellence and community upliftment.
- Why this job: Make a real impact in the financial world while growing your career in a supportive environment.
- Qualifications: Deep knowledge of investment funds and strong analytical skills are essential.
The predicted salary is between 80000 - 100000 £ per year.
At BNY, our culture allows us to run our company better and enables employees’ growth and success.
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets.
Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
This role is located in Edinburgh.
- Impact & Responsibilities
- Review of, and provision of guidance on, all applicable scheme documentation (including prospectuses, instruments of incorporation, trust deeds, FCA applications, schemes of arrangement, investor circulars, and risk management policies) from a depositary and fiduciary perspective, ensuring compliance, protecting investor interests, and adhering to evolving regulator expectations.
- Provide high‑quality interpretation to fund manager clients, the depositary business, and the wider organisation regarding regulatory and compliance matters and their application to technical aspects of collective investment fund operations.
- Collate and submit regular regulatory reporting.
- Lead the analysis of regulatory change.
- Represent the regulatory team in governance forums.
- Represent BNY in industry forums.
- Perform issues/embeddedness testing reviews; assess remediation control design and operating effectiveness, document results, and drive follow‑up actions to closure.
- Lead the review of trend analysis on issues, developing additional action plans as necessary.
Qualifications
- In‑depth knowledge of the collective investment funds industry and the rules and regulations pertaining thereto (particularly as they relate to open‑ended investment companies, authorised unit trusts, and authorised contractual schemes, including UCITS, non‑UCITS retail schemes, qualified investor schemes, and long‑term asset funds).
- In‑depth familiarity with authorised fund scheme documentation and the FCA authorisation process.
- Strong risk awareness with a deep understanding of control frameworks, testing methodologies, and remediation life cycles.
- Strong communication and collaboration skills, with the ability to work effectively with stakeholders at all levels of the organisation.
- Strong analytical skills and high attention to detail.
- Strong sense of ownership, accountability, and risk awareness.
- Ability to prioritise across multiple deadlines and manage a varied workload.
Benefits & Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programmes rooted in a strong culture of excellence and our pay‑for‑performance philosophy.
We provide access to flexible global resources and tools for your life’s journey.
Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups, females, individuals with disabilities, protected veterans.
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