At a Glance
- Tasks: Monitor and interpret regulatory changes, summarising key information for stakeholders.
- Company: Control Now, a fintech innovator simplifying compliance for financial institutions.
- Benefits: Competitive salary, flexible working, and opportunities for personal growth.
- Other info: Collaborative environment with excellent career advancement opportunities.
- Why this job: Join a dynamic team and make a real impact in the fintech industry.
- Qualifications: 2+ years of regulatory experience and strong communication skills.
The predicted salary is between 40000 - 50000 € per year.
Control Now, founded in 2017 and based in London, is a fintech company specializing in transaction reporting solutions for banks, brokers, and asset managers. Our mission is to simplify compliance by providing transparency, accuracy, and control over transaction reporting. With proprietary tools like the Control Box platform, we streamline regulatory reporting while reducing risk and optimizing costs. Our products support global frameworks, such as MiFIR, EMIR, ASIC, IIROC, and MAS, and are modular to meet diverse client needs. With a client base of over 30 high-quality firms, Control Now leverages over 20 years of industry experience to drive innovation and empower organizations in managing compliance risks effectively.
Role Summary
Control (CN) are looking for a Regulatory Analyst to support the business with monitoring and interpreting regulatory change and notifications. The Regulatory Analyst will function as our eyes and ears to the market, ensuring anything that is relevant for interpretation is identified, summarised and distributed to all CN stakeholders. They will also be key in supporting the regulatory managers with implementing these regulatory changes within CN operations and presenting these changes to all CN stakeholders. The Regulatory Analyst will play a vital role in supporting the product, delivery, marketing and management teams to stay informed with changes in the regulatory reporting market so they can perform their necessary functions.
The Regulatory Analyst Tasks
- Regulatory Monitoring: Set up channels for monitoring regulatory and technological change. Identify changes of importance for Control Now, then summarize key information before internal distribution.
- Regulatory Analysis: Aid in interpreting regulatory text and translating regulatory requirements into compliance checks.
- Client Delivery and Project Management: Support new client onboarding by running and supporting workshops for delivery of TR Accuracy and managing weekly project calls for the delivery of TR Completeness and TR Transformation builds.
- Support Product Strategy: Build market commentary into the solution for all users e.g. market best practices, regulator’s comments, guidance, etc. Recognise opportunities resulting from regulatory change and identify solutions required to support product features.
- Support Marketing Strategy: Support the marketing team with summarising regulatory notices into market facing comments for distribution via newsletter, blog, forums.
- Support Management with Setting Vision: Support the management team with monitoring regulatory change needed for making informed decisions on the company's commercial strategy.
Person Specification
- Regulatory Knowledge: 2+ years of experience with at least 1 of the following transaction reporting regulatory requirements, e.g. EMIR, MiFIR (RTS 1, 2, 21 or 22), ASIC, MAS, SFTR, CAT, OSC, HKMA.
- Business Analysis and Communication: Ability to understand complex documentation related to regulations and to summarise it into digestible content and communicate internally to spread the knowledge. Ability to align the message to different audience types.
- Organisational skills: Ability to plan and prioritise own work, work independently following the strategic goals of the company.
- Ambitious: Ability to show initiative to adapt to challenges presented by a growing business and identify opportunities for personal growth.
- Collaborative and Adaptable: Willingness to be flexible and maintaining a proactive attitude by quickly adapting to situations, continuously learning new skills and readily supporting colleagues and clients whenever assistance is required.
Regulatory Analyst in London employer: Control Now
Control Now is an exceptional employer that fosters a dynamic and innovative work culture in the heart of London. With a strong focus on employee growth, we offer opportunities for professional development and encourage collaboration across teams to navigate the evolving regulatory landscape. Our commitment to transparency and support ensures that every team member can thrive while contributing to our mission of simplifying compliance for our clients.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Analyst in London
✨Tip Number 1
Network like a pro! Reach out to people in the fintech space, especially those who work with regulatory compliance. Attend industry events or webinars and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Get your research game on! Familiarise yourself with the latest regulatory changes and trends in transaction reporting. This will not only help you in interviews but also show potential employers that you’re genuinely interested and knowledgeable about the field.
✨Tip Number 3
Practice makes perfect! Prepare for interviews by role-playing common questions related to regulatory analysis. Think about how you would summarise complex regulations and present them clearly. This will boost your confidence and help you stand out.
✨Tip Number 4
Apply through our website! We love seeing applications directly from candidates who are excited about joining Control Now. Make sure to tailor your application to highlight your regulatory knowledge and how you can contribute to our mission of simplifying compliance.
We think you need these skills to ace Regulatory Analyst in London
Some tips for your application 🫡
Know Your Stuff:Make sure you understand the regulatory landscape, especially around transaction reporting. Highlight your experience with regulations like EMIR or MiFIR in your application to show us you’re the right fit for the role.
Tailor Your Application:Don’t just send a generic CV and cover letter. Tailor your application to reflect how your skills and experiences align with our mission at Control Now. Show us why you’re passionate about simplifying compliance!
Be Clear and Concise:When summarising your experiences, keep it clear and to the point. We love candidates who can communicate complex information in a digestible way, so make sure your application reflects that skill.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from our team!
How to prepare for a job interview at Control Now
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks mentioned in the job description, like EMIR and MiFIR. Being able to discuss these regulations confidently will show that you're not just familiar with them, but that you can also interpret and apply them effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've previously monitored and interpreted regulatory changes. Think about specific instances where your analysis led to actionable insights or improvements. This will demonstrate your ability to translate complex regulations into practical solutions.
✨Communicate Clearly
Practice summarising complex information into digestible content. You might be asked to explain a regulatory requirement during the interview, so being able to communicate clearly and concisely is crucial. Tailor your explanations to different audiences, as this is a key part of the role.
✨Be Proactive and Collaborative
Highlight your ability to work independently while also being a team player. Share examples of how you've supported colleagues or clients in the past, especially in a fast-paced environment. This will show that you can adapt to challenges and contribute positively to the team dynamic.
