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- Tasks: Review mortgage files, support advisers, and ensure compliance with regulations.
- Company: Award-winning mortgage business with a focus on quality and professionalism.
- Benefits: Up to £30,000 salary, quarterly bonuses, hybrid working, and training support.
- Why this job: Join a dynamic team where your work protects customers and shapes the future of finance.
- Qualifications: Analytical skills, attention to detail, and a willingness to learn in a regulated environment.
- Other info: Great career progression opportunities in a supportive and friendly culture.
The predicted salary is between 21600 - 30000 £ per year.
Are you analytical, organised and naturally curious about how regulated businesses work behind the scenes? Do you enjoy working with data, spotting detail others miss, and knowing your work genuinely protects both customers and advisers? We’re looking for a Compliance Assistant to join the Compliance team of an award‑winning, market‑leading mortgage business that supports customers at every stage of their property journey, from first‑time buyers to experienced buy‑to‑let investors.
Based at our head office in Hornchurch, we employ over 60 colleagues and support more than 370 Mortgage Advisers nationwide. Our reputation is built on quality, professionalism and developing talented people, and this role sits at the heart of that.
This is an ideal opportunity for someone with compliance or regulatory experience, ideally within mortgages, financial services, insurance, pensions or accountancy, or for a Mortgage Broker looking to move into a compliance‑focused career path.
What you’ll be doing:
- Reviewing and checking mortgage and protection files
- Supporting advisers with day‑to‑day compliance queries
- Approving financial promotions and marketing materials
- Processing applications from new advisers and introducers
- Carrying out due diligence checks and maintaining accurate records
- Liaising with the Compliance Manager to progress and authorise applications
This is a varied role with exposure to multiple disciplines within compliance, offering excellent learning and development opportunities.
What we’re looking for:
- Strong numerical, analytical and organisational skills
- High attention to detail and a professional, methodical approach
- Comfortable working as part of a collaborative team
- A willingness to learn and develop within a regulated environment
- Knowledge of the mortgage market or a similar regulated sector (desirable not essential)
- CeMAP or similar qualification is welcome but not essential
What you’ll get in return:
- Competitive salary based on experience
- Quarterly bonus scheme
- Hybrid and flexible working options (Experience dependent)
- Full training and support, including funding for relevant professional qualifications
- A supportive, friendly culture with genuine career progression
This is a fantastic opportunity to join a growing, forward‑thinking business where your work genuinely matters and your career can develop alongside the company. Apply now to take the next step in your compliance career.
Compliance Specialist employer: Connect for Intermediaries
Contact Detail:
Connect for Intermediaries Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Specialist
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field on LinkedIn or at industry events. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. Show us you’re genuinely interested and ready to contribute to our mission of protecting customers and advisers.
✨Tip Number 3
Practice your answers to common compliance interview questions. We want to see how you think analytically and how you approach problem-solving in a regulated environment.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who take that extra step.
We think you need these skills to ace Compliance Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Specialist role. Highlight any relevant experience in compliance or regulatory environments, especially if you've worked with mortgages or financial services. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your analytical skills can contribute to our team. Keep it concise but engaging – we love a good story!
Showcase Your Attention to Detail: In compliance, attention to detail is key. When you submit your application, double-check for any typos or errors. A polished application shows us that you take pride in your work and understand the importance of accuracy.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture!
How to prepare for a job interview at Connect for Intermediaries
✨Know Your Compliance Stuff
Make sure you brush up on compliance regulations, especially in the mortgage sector. Familiarise yourself with key terms and concepts that are relevant to the role. This will show your genuine interest and understanding of the industry.
✨Show Off Your Analytical Skills
Prepare examples from your past experiences where you've demonstrated strong analytical skills. Whether it’s spotting discrepancies in data or improving processes, be ready to discuss how your attention to detail has made a difference.
✨Ask Smart Questions
Come prepared with insightful questions about the company’s compliance processes and culture. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.
✨Be Ready to Discuss Teamwork
Since this role involves collaboration, think of instances where you’ve successfully worked as part of a team. Highlight your ability to communicate effectively and support colleagues, which is crucial in a compliance environment.
