Implementation Consultant - Compliance in London
Implementation Consultant - Compliance

Implementation Consultant - Compliance in London

London Full-Time 36000 - 60000 ÂŁ / year (est.) No home office possible
C

At a Glance

  • Tasks: Deliver innovative solutions to clients and collaborate with diverse stakeholders in the FinTech industry.
  • Company: Join Confluence, a leading global tech provider in investment management.
  • Benefits: Generous time off, global career development, social events, and referral bonuses.
  • Why this job: Make a real impact by shaping client success and influencing product development.
  • Qualifications: 7+ years in investment compliance with strong client-facing and analytical skills.
  • Other info: Flexible hybrid working model with opportunities for international exposure.

The predicted salary is between 36000 - 60000 ÂŁ per year.

Location: London or Dublin (Hybrid)

Why Confluence?

Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard‐working employees who work at Confluence.

Department: Client Experience

Employment Type: Permanent - Full Time

Workplace type: Hybrid

More about the role & team

As an Implementation Consultant you will play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of their deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills. Consultants collaborate with clients to understand their business problems, analyse their current business processes, understand the clients' success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients' goals.

You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role. Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you'll work closely with product and development teams, ensuring your insights directly shape and refine our offerings.

If you're looking for a role where your expertise is valued and your ideas influence real change, we'd love to hear from you!

Experience & Background

  • 7+ years' experience in investment compliance, either:
  • Within a compliance function at an asset manager, or
  • In a consulting or implementation role at a software vendor or consultancy.
  • Extensive client‐facing experience with the ability to lead conversations with authority and credibility.
  • Hands‐on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge

  • Substantial shareholding legislation and disclosure rules
  • Sensitive industries legislation and regulatory obligations
  • Position limits legislation
  • SEC regulatory filings, including 13G and 13F-2
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment

Consulting Capability

  • Ability to advise, challenge, and guide clients with confidence
  • A genuine desire to remain hands‐on across client engagement and system setup
  • Strong problem‐solving approach with exceptional analytical understanding

What do we offer?

  • Generous Time Off packages including additional half days with each public holiday in your location.
  • Global Career Development opportunities
  • Social Events
  • Referral Bonus scheme – up to $3,000 per successful referral
  • Plus many more!

More about the Location

We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.

Values

  • Integrity – Face reality with honesty, courage and accountability
  • Imagination – Deal creatively with challenges and envision what the world could be
  • Discipline – Build good habits into reflexes which become a part of our life
  • Service – Committed to the success of others

If you would like to find out more about a Career at Confluence, please apply today.

Pre‐Employment Screening Disclaimer

As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre‐employment screening. Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.

About Confluence Technologies

As a leading global technology solutions provider to the investment management industry, Confluence helps clients solve complex investment data challenges across the front, middle and back office. Headquartered in Pittsburgh, PA, Confluence services over 1000 clients in 40 countries, with locations across Europe, North America, South Africa, Australia and Asia.

Apply Now

Not quite right? Register your interest to be notified of any roles that come along that meet your criteria.

Implementation Consultant - Compliance in London employer: Confluence Technologies

Confluence is an exceptional employer that fosters a dynamic and inclusive work culture, offering generous time off packages and global career development opportunities. With a hybrid working model in vibrant locations like London and Dublin, employees benefit from collaboration with diverse teams while having the flexibility to balance their professional and personal lives. The company values integrity, imagination, discipline, and service, ensuring that your expertise is not only recognised but also instrumental in shaping innovative solutions within the FinTech industry.
C

Contact Detail:

Confluence Technologies Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Implementation Consultant - Compliance in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the FinTech industry and let them know you're on the lookout for an Implementation Consultant role. You never know who might have the inside scoop on openings at Confluence or other companies.

✨Tip Number 2

Prepare for those interviews by brushing up on your knowledge of investment compliance and regulatory obligations. Be ready to discuss how your experience aligns with the role and how you can add value to the team at Confluence.

✨Tip Number 3

Showcase your problem-solving skills during interviews. Share specific examples of how you've tackled challenges in past roles, especially in client-facing situations. This will demonstrate your ability to guide clients effectively.

✨Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you're genuinely interested in joining the Confluence team.

We think you need these skills to ace Implementation Consultant - Compliance in London

Investment Compliance
Client Engagement
Implementation Management
Stakeholder Liaison
Data Analysis
Regulatory Knowledge
Problem-Solving Skills
Analytical Skills
Technical Configuration
Consulting Capability
Communication Skills
Understanding of Shareholding Legislation
Knowledge of SEC Regulatory Filings
Adaptability
Strategic Thinking

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter for the Implementation Consultant role. Highlight your experience in investment compliance and any relevant projects you've worked on that align with the job description.

Showcase Your Skills: Don’t just list your skills; demonstrate them! Use specific examples from your past roles to show how your strategic thinking and problem-solving abilities have led to successful implementations.

Be Authentic: Let your personality shine through in your application. We value integrity and imagination, so don’t hesitate to share your unique perspective and how you can contribute to our team culture.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role without any hiccups!

How to prepare for a job interview at Confluence Technologies

✨Know Your FinTech Stuff

Make sure you brush up on your knowledge of the FinTech industry, especially around investment compliance and shareholder monitoring. Being able to discuss current trends and challenges in the sector will show that you're not just familiar with the basics but are genuinely engaged with the field.

✨Showcase Your Client-Facing Skills

Since this role involves a lot of client interaction, prepare examples from your past experiences where you've successfully led conversations or managed client expectations. Highlight your ability to build rapport and trust, as this is crucial for an Implementation Consultant.

✨Demonstrate Problem-Solving Prowess

Be ready to discuss specific instances where you've tackled complex problems in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your answers, showcasing your analytical skills and how you approach challenges.

✨Prepare Questions That Matter

Think of insightful questions to ask your interviewers about the company culture, team dynamics, and future projects. This not only shows your interest in the role but also helps you gauge if the company aligns with your values and career goals.

Implementation Consultant - Compliance in London
Confluence Technologies
Location: London

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

C
Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>