Implementation Consultant - Compliance

Implementation Consultant - Compliance

Full-Time 36000 - 60000 £ / year (est.) No working from home possible
Confluence Technologies

At a Glance

  • Tasks: Deliver innovative solutions to clients and collaborate with diverse stakeholders in the FinTech industry.
  • Company: Join Confluence, a leading global tech provider in investment management.
  • Benefits: Enjoy generous time off, global career development, and social events.
  • Other info: Flexible hybrid working with opportunities for growth across global teams.
  • Why this job: Make a real impact by shaping client success and influencing product development.
  • Qualifications: 7+ years in investment compliance with strong client-facing and analytical skills.

The predicted salary is between 36000 - 60000 £ per year.

Location: London or Dublin (Hybrid)

Department: Client Experience

Employment Type: Permanent - Full Time

More about the role & team

As an Implementation Consultant, you will play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of your deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills. You will collaborate with clients to understand their business problems, analyse their current business processes, understand the clients’ success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients’ goals. You will be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role. Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you’ll work closely with product and development teams, ensuring your insights directly shape and refine our offerings. If you’re looking for a role where your expertise is valued and your ideas influence real change, we’d love to hear from you!

Experience & Background

  • 7+ years’ experience in investment compliance, either within a compliance function at an asset manager, or in a consulting or implementation role at a software vendor or consultancy.
  • Extensive client‑facing experience with the ability to lead conversations with authority and credibility.
  • Hands‑on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge

  • Substantial shareholding legislation and disclosure rules.
  • Sensitive industries legislation and regulatory obligations.
  • Position limits legislation.
  • SEC regulatory filings, including 13G and 13F-2.
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment.

Consulting Capability

  • Ability to advise, challenge, and guide clients with confidence.
  • A genuine desire to remain hands‑on across client engagement and system setup.
  • Strong problem‑solving approach with exceptional analytical understanding.

What do we offer?

  • Generous Time Off packages including additional half days with each public holiday in your location.
  • Global Career Development opportunities.
  • Social Events.
  • Referral Bonus scheme – up to $3,000 per successful referral.
  • Plus many more!

More about the Location

We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.

Values

  • Integrity – Face reality with honesty, courage and accountability.
  • Imagination – Deal creatively with challenges and envision what the world could be.
  • Discipline – Build good habits into reflexes which become a part of our life.
  • Service – Committed to the success of others.

If you would like to find out more about a Career at Confluence, please apply today.

Pre‑Employment Screening Disclaimer

As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre‑employment screening. Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.

About Confluence Technologies

As a leading global technology solutions provider to the investment management industry, Confluence helps clients solve complex investment data challenges across the front, middle and back office. Headquartered in Pittsburgh, PA, Confluence services over 1000 clients in 40 countries, with locations across Europe, North America, South Africa, Australia and Asia.

Apply Now

Not quite right? Register your interest to be notified of any roles that come along that meet your criteria.

Implementation Consultant - Compliance employer: Confluence Technologies

Confluence is an exceptional employer that fosters a dynamic and inclusive work culture, offering generous time off packages and global career development opportunities. With a hybrid working model based in London or Dublin, employees benefit from collaboration with a diverse team while having the flexibility to balance their professional and personal lives. The company values integrity, imagination, discipline, and service, ensuring that your expertise is not only recognised but also shapes the future of investment compliance solutions.

Confluence Technologies

Contact Details:

Confluence Technologies Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Implementation Consultant - Compliance

Tip Number 1

Network like a pro! Reach out to your connections in the FinTech industry and let them know you're on the lookout for an Implementation Consultant role. You never know who might have the inside scoop on openings or can put in a good word for you.

Tip Number 2

Prepare for those interviews by brushing up on your knowledge of investment compliance and shareholder monitoring. Be ready to discuss how your experience aligns with the role and how you can add value to Confluence's team.

Tip Number 3

Showcase your problem-solving skills during interviews. Think of specific examples where you've tackled challenges in previous roles, especially in client-facing situations. This will demonstrate your ability to guide clients effectively.

Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're genuinely interested in joining the Confluence family.

We think you need these skills to ace Implementation Consultant - Compliance

Investment Compliance
Client-Facing Experience
Implementation Management
Compliance Platform Configuration
Shareholding Legislation Knowledge
Regulatory Obligations Understanding
Data Analysis

Some tips for your application 🫡

Tailor Your CV:Make sure your CV is tailored to the Implementation Consultant role. Highlight your experience in investment compliance and any relevant projects you've worked on. We want to see how your skills align with what we're looking for!

Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your background makes you a perfect fit. We love seeing genuine enthusiasm, so let your personality come through!

Showcase Your Client-Facing Experience:Since this role involves a lot of client interaction, be sure to highlight your client-facing experience. Share specific examples of how you've successfully managed client relationships and delivered solutions in the past. We want to know how you can bring that expertise to our team!

Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen to join our team at Confluence!

How to prepare for a job interview at Confluence Technologies

Know Your Stuff

Make sure you brush up on your knowledge of investment compliance and the specific regulations mentioned in the job description. Familiarise yourself with shareholder monitoring and sensitive industry reporting, as these will be key topics during your interview.

Showcase Your Experience

Prepare to discuss your past experiences in managing implementations and client-facing roles. Use specific examples that highlight your problem-solving skills and how you've successfully guided clients through complex processes.

Understand the Company Culture

Research Confluence's values and culture. Be ready to explain how your personal values align with theirs, especially around integrity, imagination, discipline, and service. This will show that you're not just a fit for the role, but also for the company.

Ask Insightful Questions

Prepare thoughtful questions about the Signal platform and how it fits into the broader goals of Confluence. This demonstrates your genuine interest in the role and helps you assess if the company is the right fit for you.