Implementation Consultant - Compliance
Implementation Consultant - Compliance

Implementation Consultant - Compliance

Full-Time No home office possible
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Location

London or Dublin (Hybrid)

Why Confluence?

Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this would have been possible without the hundreds of hard‑working employees who work at Confluence.

Department: Client Experience

Employment Type: Permanent – Full Time

Location: London, United Kingdom

Workplace type: Hybrid

More about the role & team

As an Implementation Consultant you will play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of their deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills. Consultants collaborate with clients to understand their business problems, analyse their current business processes, understand the clients’ success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients’ goals.

You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role.

Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you’ll work closely with product and development teams, ensuring your insights directly shape and refine our offerings.

If you’re looking for a role where your expertise is valued and your ideas influence real change, we’d love to hear from you!

Experience & Background

  • 7+ years’ experience in investment compliance, either:
    • Within a compliance function at an asset manager, or
    • In a consulting or implementation role at a software vendor or consultancy.
  • Extensive client‑facing experience with the ability to lead conversations with authority and credibility.
  • Hands‑on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge

  • Substantial shareholding legislation and disclosure rules
  • Sensitive industries legislation and regulatory obligations
  • Position limits legislation
  • SEC regulatory filings, including 13G and 13F-2
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment

Consulting Capability

  • Ability to advise, challenge, and guide clients with confidence
  • A genuine desire to remain hands‑on across client engagement and system setup
  • Strong problem‑solving approach with exceptional analytical understanding

What do we offer?

  • Generous Time Off packages including additional half days with each public holiday in your location.
  • Global Career Development opportunities
  • Social Events
  • Referral Bonus scheme – up to $3,000 per successful referral
  • Plus many more!

More about the Location

We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.

Values

  • Integrity – Face reality with honesty, courage and accountability
  • Imagination – Deal creatively with challenges and envision what the world could be
  • Discipline – Build good habits into reflexes which become a part of our life
  • Service – Committed to the success of others

If you would like to find out more about a Career at Confluence, please apply today.

Pre‑Employment Screening Disclaimer

As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre‑employment screening. Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.

About Confluence Technologies

As a leading global technology solutions provider to the investment management industry, Confluence helps clients solve complex investment data challenges across the front, middle and back office. Headquartered in Pittsburgh, PA, Confluence services over 1000 clients in 40 countries, with locations across Europe, North America, South Africa, Australia and Asia.

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Contact Detail:

Confluence Technologies Recruiting Team

Implementation Consultant - Compliance
Confluence Technologies

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