Senior Implementation Consultant - Compliance in London
Senior Implementation Consultant - Compliance

Senior Implementation Consultant - Compliance in London

London Full-Time 36000 - 60000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Lead client implementations and deliver tailored solutions in the FinTech industry.
  • Company: Join a dynamic global team at Confluence, a leader in investment compliance.
  • Benefits: Enjoy generous time off, global career development, and social events.
  • Why this job: Make a real impact by shaping innovative compliance solutions for clients.
  • Qualifications: 7+ years in investment compliance with strong client-facing and analytical skills.
  • Other info: Flexible hybrid working options available in London or Dublin.

The predicted salary is between 36000 - 60000 £ per year.

Department: Client Experience

Employment Type: Permanent - Full Time

Location: Ireland

Overview: Location - London or Dublin (Hybrid)

Description: As an Implementation Consultant, you will play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of your deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills. Consultants collaborate with clients to understand their business problems, analyse their current business processes, understand the clients’ success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients’ goals. You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role. Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you'll work closely with product and development teams, ensuring your insights directly shape and refine our offerings. If you're looking for a role where your expertise is valued and your ideas influence real change, we’d love to hear from you!

Experience & Background:

  • 7+ years’ experience in investment compliance, either within a compliance function at an asset manager, or in a consulting or implementation role at a software vendor or consultancy.
  • Extensive client-facing experience with the ability to lead conversations with authority and credibility.
  • Hands-on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge:

  • Substantial shareholding legislation and disclosure rules.
  • Sensitive industries legislation and regulatory obligations.
  • Position limits legislation.
  • SEC regulatory filings, including 13G and 13F-2.
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment.

Consulting Capability:

  • Ability to advise, challenge, and guide clients with confidence.
  • A genuine desire to remain hands-on across client engagement and system setup.
  • Strong problem-solving approach with exceptional analytical understanding.

What do we offer?

Confluence offers generous benefit packages for team members. As a growing, global organization, we are always looking for ways to ensure that our employees can access benefits that matter to them and their families. This includes:

  • Generous Time Off packages including additional half days with each public holiday in your location.
  • Global Career Development opportunities.
  • Social Events.
  • Referral Bonus scheme - Up to $3,000 per successful referral.
  • Plus many more!

More about the Location:

We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.

Values: We look for people who align with our 4 values: Integrity, Imagination, Discipline, Service.

Pre-Employment Screening Disclaimer: As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre-employment screening. Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.

Senior Implementation Consultant - Compliance in London employer: Confluence Technologies, Inc.

Confluence is an exceptional employer that values its employees through generous benefits, including flexible working options and global career development opportunities. With a strong emphasis on collaboration and innovation, our London and Dublin offices foster a vibrant work culture where your expertise is recognised and your ideas can drive meaningful change in the FinTech industry.
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Contact Detail:

Confluence Technologies, Inc. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Implementation Consultant - Compliance in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the FinTech industry and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream job.

✨Tip Number 2

Prepare for those interviews by researching the company and its culture. Understand their values and how you can contribute to their mission. This will help you stand out as a candidate who truly gets what they're about.

✨Tip Number 3

Showcase your expertise! During interviews, share specific examples of how you've successfully managed implementations or solved complex problems in investment compliance. This will demonstrate your value and experience.

✨Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!

We think you need these skills to ace Senior Implementation Consultant - Compliance in London

Investment Compliance
Client Engagement
Implementation Management
Shareholder Monitoring
Regulatory Knowledge
Data Analysis
Gap Analysis
Problem-Solving Skills
Analytical Skills
Technical Configuration
Stakeholder Management
Consulting Capability
Communication Skills
Adaptability

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the role of Senior Implementation Consultant - Compliance. Highlight your experience in investment compliance and any relevant consulting roles. We want to see how your skills align with what we’re looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about this role and how your background makes you the perfect fit. Don’t forget to mention your understanding of the FinTech industry and your problem-solving skills.

Showcase Your Client-Facing Experience: Since this role involves a lot of client interaction, make sure to highlight your client-facing experience. Share examples of how you've led conversations and built relationships with clients in your previous roles. We love seeing that kind of initiative!

Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to keep track of your application status. Plus, we can’t wait to see what you bring to the table!

How to prepare for a job interview at Confluence Technologies, Inc.

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of investment compliance, especially around shareholder monitoring and sensitive industry reporting. Being able to discuss specific regulations and how they impact clients will show that you’re not just familiar with the theory but can apply it in real-world scenarios.

✨Showcase Your Client Engagement Skills

Prepare examples from your past experiences where you successfully led client conversations. Highlight how you’ve built credibility and trust with clients, as this role requires strong client-facing skills. Think about times when you advised or guided clients through complex issues.

✨Demonstrate Problem-Solving Prowess

Be ready to discuss your approach to problem-solving, especially in the context of compliance implementations. Share specific instances where you identified gaps in processes and how you addressed them. This will illustrate your analytical capabilities and hands-on experience.

✨Align with Company Values

Familiarise yourself with Confluence's values: Integrity, Imagination, Discipline, and Service. Prepare to discuss how your personal values align with theirs and provide examples of how you've embodied these values in your previous roles. This will help you connect on a deeper level during the interview.

Senior Implementation Consultant - Compliance in London
Confluence Technologies, Inc.
Location: London
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