Implementation Consultant - Compliance in London
Implementation Consultant - Compliance

Implementation Consultant - Compliance in London

London Full-Time 36000 - 60000 £ / year (est.) Home office (partial)
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At a Glance

  • Tasks: Deliver innovative solutions to clients and collaborate with diverse stakeholders in the FinTech industry.
  • Company: Join a dynamic global company that values growth and employee contributions.
  • Benefits: Generous time off, global career development, social events, and referral bonuses.
  • Why this job: Make a real impact by shaping compliance solutions and driving client success.
  • Qualifications: 7+ years in investment compliance with strong client-facing and analytical skills.
  • Other info: Flexible hybrid working options available in London or Dublin.

The predicted salary is between 36000 - 60000 £ per year.

Department: Client Experience

Employment Type: Permanent - Full Time

Location: Ireland

Overview Location - London or Dublin (Hybrid)

Description Location - London or Dublin (Hybrid)

Why Confluence?

Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures.

More about the role & team

As an Implementation Consultant you will play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of their deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills. Consultants collaborate with clients to understand their business problems, analyze their current business processes, understand the clients' success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients' goals.

You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

What skills and experience do I need to succeed?

Are you a strategic thinker with a proven track record in managing implementations with knowledge in shareholder monitoring, and/or sensitive industry reporting? Your industry expertise will be the key to success in this dynamic role.

Starting with implementations for Signal, you may have the chance to evolve and expand your impact in the longer term, supporting additional products as the company grows. As an Implementation Consultant responsible for Signal, beyond execution, you'll work closely with product and development teams, ensuring your insights directly shape and refine our offerings.

If you're looking for a role where your expertise is valued and your ideas influence real change, we'd love to hear from you!

Experience & Background

  • 7+ years' experience in investment compliance, either:
  • Within a compliance function at an asset manager, or
  • In a consulting or implementation role at a software vendor or consultancy.
  • Extensive client-facing experience with the ability to lead conversations with authority and credibility.
  • Hands-on experience configuring or implementing compliance platforms.

Technical / Regulatory Knowledge

  • Substantial shareholding legislation and disclosure rules
  • Sensitive industries legislation and regulatory obligations
  • Position limits legislation
  • SEC regulatory filings, including 13G and 13F-2
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment

Consulting Capability

  • Ability to advise, challenge, and guide clients with confidence
  • A genuine desire to remain hands-on across client engagement and system setup
  • Strong problem-solving approach with exceptional analytical understanding

What do we offer?

Confluence offers generous benefit packages for team members. As a growing, global organization, we are always looking for ways to ensure that our employees can access benefits that matter to them and their families. This includes:

  • Generous Time Off packages including additional half days with each public holiday in your location.
  • Global Career Development opportunities
  • Social Events
  • Referral Bonus scheme - Upto $3,000 per successful referral
  • Plus many more!

More about the Location

We offer flexible working options for all employees. You will work from our London or Dublin office once a week, where you will be able to collaborate with the wider team.

Values

We look for people who align with our 4 values.

  • Integrity - Face reality with honesty, courage and accountability
  • Imagination - Deal creatively with challenges and envision what the world could be
  • Discipline - Build good habits into reflexes which become a part of our life
  • Service - Committed to the success of others

Pre-Employment Screening Disclaimer

As part of our recruitment process, we carry out identity checks on all candidates. Offers of employment are conditional upon the completion of satisfactory background checks prior to the commencement of work. These checks may include verification of identity, right to work in the UK, employment history, and other relevant pre-employment screening. Please note that additional checks may be required depending on the nature of the role and the jurisdiction in which the role is based or operates. These may include, but are not limited to, criminal record checks or financial background checks where applicable.

Implementation Consultant - Compliance in London employer: Confluence Technologies, Inc.

Confluence is an exceptional employer that prioritises employee growth and well-being, offering generous benefits such as flexible working options, global career development opportunities, and a vibrant work culture that values integrity, imagination, discipline, and service. With a strong focus on collaboration and innovation, employees in the Implementation Consultant role can expect to make a meaningful impact while enjoying a supportive environment in either our London or Dublin office.
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Contact Detail:

Confluence Technologies, Inc. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Implementation Consultant - Compliance in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the FinTech industry and let them know you're on the lookout for an Implementation Consultant role. You never know who might have the inside scoop on job openings or can put in a good word for you.

✨Tip Number 2

Prepare for those interviews by brushing up on your knowledge of investment compliance and the specific challenges faced by clients. Show them you’re not just another candidate; you’re the one who understands their needs and can deliver solutions.

✨Tip Number 3

Don’t forget to showcase your problem-solving skills! During interviews, share examples of how you've tackled complex issues in past roles. This will demonstrate your analytical prowess and ability to guide clients effectively.

✨Tip Number 4

Finally, apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.

We think you need these skills to ace Implementation Consultant - Compliance in London

Investment Compliance
Client Engagement
System Configuration
Regulatory Knowledge
Data Analysis
Gap Analysis
Consulting Skills
Problem-Solving Skills
Analytical Skills
Stakeholder Management
Communication Skills
Technical Aptitude
Project Management
Industry Expertise

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in investment compliance and consulting. We want to see how your skills align with the role of Implementation Consultant, so don’t hold back on showcasing your relevant achievements!

Showcase Your Communication Skills: As an Implementation Consultant, you'll be liaising with various stakeholders. Use your application to demonstrate your exceptional communication skills. Share examples of how you've successfully led conversations or managed client relationships in the past.

Highlight Your Technical Knowledge: Don’t forget to mention your hands-on experience with compliance platforms and any technical knowledge you have regarding regulatory obligations. This is key for us, so make it clear how your expertise can contribute to our team.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows your enthusiasm for joining our team at Confluence!

How to prepare for a job interview at Confluence Technologies, Inc.

✨Know Your Compliance Stuff

Make sure you brush up on your knowledge of investment compliance, especially around shareholder monitoring and sensitive industry reporting. Being able to discuss specific regulations and how they impact clients will show that you’re not just familiar with the theory but can apply it in real-world scenarios.

✨Showcase Your Client Engagement Skills

Prepare examples from your past experiences where you successfully led client conversations. Highlight your ability to build credibility and trust, as this role requires strong client-facing skills. Think about times when you advised or guided clients through complex issues.

✨Demonstrate Problem-Solving Prowess

Be ready to discuss your analytical approach to problem-solving. Prepare a couple of case studies where you identified gaps in processes and how you implemented solutions. This will illustrate your hands-on experience and strategic thinking, which are crucial for the Implementation Consultant role.

✨Align with Company Values

Familiarise yourself with Confluence's values: Integrity, Imagination, Discipline, and Service. Be prepared to share how your personal values align with theirs and provide examples of how you've embodied these values in your previous roles. This will help you connect on a deeper level during the interview.

Implementation Consultant - Compliance in London
Confluence Technologies, Inc.
Location: London
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