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For Companies At a Glance
- Tasks: Lead compliance initiatives and transform policies to set industry benchmarks.
- Company: Join a revolutionary fintech company reshaping financial services with cutting-edge technology.
- Benefits: Enjoy a competitive salary, flexible work arrangements, and the chance to shape the future of finance.
- Why this job: Be at the forefront of compliance innovation and influence strategic decisions in a fast-paced environment.
- Qualifications: 5+ years in compliance, FCA expertise, and a knack for policy creation are essential.
- Other info: This role offers a unique opportunity to build a legendary compliance function from scratch.
The predicted salary is between 48000 - 84000 £ per year.
Overview
Join a cloud-native platform transforming financial services with a cutting-edge, low-code loan origination system. This is an opportunity to shape the compliance function at scale while maintaining high standards and enabling rapid growth. Reporting directly to the COO, you will influence strategic outcomes and craft the compliance playbook for the future of finance.
We are looking for a Compliance Champion who builds compliance empires, not just checks boxes.
Responsibilities
- Compliance Revolution – transform policies to be robust and benchmark against FCA gold standards and beyond
- Audit Domination – lead audits that set new industry benchmarks for excellence
- Regulatory Mastery – navigate FCA regulations and turn complex requirements into competitive advantages
- Risk Control Genius – design bulletproof compliance frameworks that protect the business while enabling growth
- Strategic Intelligence – deliver compliance insights that inform C-suite decisions
- Compliance Tech Stack – master cutting-edge technology and apply it effectively
- Regulatory Relationships – build alliances with FCA and industry bodies to stay ahead
What Makes You Perfect for This Role
- Must-Haves (Absolutely Non-Negotiable) – 5+ years of compliance mastery in financial services
- FCA expertise – you are comfortable with FCA regulations
- Policy creation wizard – you translate regulatory requirements into clear, actionable policies
- Audit leadership – you\’ve led audits that transformed organisations
- GDPR & Data Protection – privacy compliance is second nature
Desirable / Nice-to-Have
- Financial services DNA – fintech understanding and regulatory nuance
- ISO27001 mastery – information security compliance expertise
- Lending compliance experience – familiarity with loan origination regulations
- Professional certifications – ICA Diploma, CAMS or equivalent
- Stakeholder influence – ability to engage and influence across the organisation
Why This Role Will Transform Your Career
- Compliance Leadership – build the function from scratch and shape its legacy
- Innovation Focus – work with cutting-edge fintech and regulatory challenges
- Rocket Growth Environment – contribute to moving from disruptor to industry leader
- Executive Influence – your compliance expertise informs business strategy
- Industry Impact – help define standards for the next generation of financial innovation
Details
- Seniority level: Mid-Senior level
- Employment type: Full-time
- Job function: Information Technology and Finance
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Compliance Manager employer: Computappoint
Contact Detail:
Computappoint Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Network with professionals in the financial services sector, especially those who have experience with FCA regulations. Attend industry events or webinars to connect with potential colleagues and learn about the latest compliance trends.
✨Tip Number 2
Familiarise yourself with the latest compliance technologies and tools that are being used in the fintech space. Being knowledgeable about these can give you an edge during discussions with our team.
✨Tip Number 3
Prepare to discuss your previous experiences in leading audits and creating compliance policies. Think of specific examples where you turned challenges into opportunities, as this will showcase your problem-solving skills.
✨Tip Number 4
Research our company’s current compliance practices and identify areas for improvement. Presenting your insights during the interview can demonstrate your proactive approach and genuine interest in the role.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Dive deep into the job description for the Compliance Manager position. Familiarise yourself with the key responsibilities and required skills, especially around FCA regulations and compliance frameworks.
Tailor Your CV: Craft your CV to highlight your 5+ years of compliance experience in financial services. Emphasise your expertise in FCA regulations, policy creation, and audit leadership to align with the job requirements.
Write a Compelling Cover Letter: In your cover letter, showcase your passion for compliance and how you can transform policies into actionable strategies. Mention specific examples of how you've led audits or navigated complex regulations successfully.
Highlight Relevant Certifications: If you have professional certifications like ICA Diploma or CAMS, make sure to include them prominently in your application. These credentials can set you apart as a candidate who is serious about compliance excellence.
How to prepare for a job interview at Computappoint
✨Showcase Your Compliance Mastery
Be prepared to discuss your extensive experience in compliance within financial services. Highlight specific examples where you've successfully navigated FCA regulations and transformed compliance frameworks.
✨Demonstrate Strategic Thinking
Since this role involves strategic decision-making, come equipped with insights on how you can contribute to the company's compliance strategy. Think about how you can turn regulatory challenges into competitive advantages.
✨Prepare for Audit Leadership Questions
Expect questions about your audit leadership experience. Be ready to share stories of audits you've led that not only met requirements but also set new benchmarks for excellence in the industry.
✨Emphasise Your Tech Savvy
With a focus on cutting-edge compliance technology, be sure to discuss your familiarity with compliance tech stacks. Share how you've leveraged technology to enhance compliance processes and drive efficiency.
