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- Tasks: Lead a team in overseeing financial crime operations and compliance.
- Company: Join a leading Financial Services Group with a focus on compliance and ethical practices.
- Benefits: Enjoy opportunities for internal progression and a dynamic work environment.
- Why this job: Be part of a rapidly expanding Compliance Department at an exciting time.
- Qualifications: Experience in managing financial crime teams and knowledge of AML regulations required.
- Other info: London-based role with occasional travel; applications from legally entitled candidates only.
The predicted salary is between 43200 - 72000 £ per year.
FINANCIAL CRIME MANAGER – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED
FINANCIAL CRIME MANAGER – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED
FINANCIAL CRIME MANAGER – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED
Ref:4130G
We are assisting our client, a leading Financial Services Group, in recruiting an experienced Financial Crime Manager to be responsible for all 2nd line Financial Crime oversight including managing a UK and Overseas based team. Reporting to the MLRO, duties include;
- Support the MLRO to oversee Financial Crime operations and manage any second line processes and controls across the business.
- Oversight of all assurance testing, across various financial crime areas including Anti-Bribery & Corruption, AML, tax evasion and fraud.
- Obtaining and interpreting management information and putting together packs for various internal and client committees.
- Assessing financial crime risk across various areas and ensuring that the necessary and proportionate controls and processes are in place and being adhered to.
- Assisting with the annual Financial Crime reporting and drafting of the MLRO report
- Managing 2nd line policies and training content
You should have previous experience of managing a Financial Crime team from asset management or private wealth management or a retail financial advice firm. While you will need a thorough understanding of Money Laundering Regulations you will also need an understanding of other areas of financial crime compliance such as anti-bribery and corruption, tax evasion and fraud.
You should also have staff management experience (including mentoring and implementation of individual targets) and excellent communication skills. This role is London based, with occasional travel to the Midlands as part of your 2-3 d pw in the office. This is a great opportunity to join rapidly expanding Compliance Dept at an exciting time with plenty of opportunities for internal progression.
NB We have already filled many roles at this client including some of the senior positions hence are well placed to advise you on these.
So, if that sounds like you, then please send your details to Gary Collins, at (including email and contact no ) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
Ethical, Expert & Professional Recruitment by former Compliance Officers, specialising in AML & Financial Crime (including Anti Bribery & Corruption, …
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FINANCIAL CRIME MANAGER – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM [...] employer: Compliance Recruitment Solutions
Contact Detail:
Compliance Recruitment Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FINANCIAL CRIME MANAGER – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM [...]
✨Tip Number 1
Network with professionals in the financial crime and compliance sectors. Attend industry events or webinars to connect with others who have experience in AML and financial crime management, as they can provide valuable insights and potentially refer you to opportunities.
✨Tip Number 2
Stay updated on the latest regulations and trends in financial crime, particularly those related to asset management and retail financial advice. This knowledge will not only enhance your expertise but also demonstrate your commitment to the field during interviews.
✨Tip Number 3
Prepare for potential interview questions by practising your responses to scenarios involving AML compliance and team management. Highlight your experience in overseeing financial crime operations and how you've successfully implemented controls in previous roles.
✨Tip Number 4
Research the company’s culture and values, especially their approach to compliance and financial crime. Tailor your discussions to align with their ethos, showing that you are not just a fit for the role but also for the organisation as a whole.
We think you need these skills to ace FINANCIAL CRIME MANAGER – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM [...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial crime management, particularly in AML within asset/wealth management or retail financial advice. Use specific examples to demonstrate your skills and achievements.
Craft a Strong Cover Letter: Write a compelling cover letter that addresses the key responsibilities mentioned in the job description. Explain how your background aligns with the requirements, especially your understanding of Money Laundering Regulations and other financial crime compliance areas.
Highlight Relevant Experience: In your application, emphasise your previous roles managing financial crime teams and any experience you have with assurance testing, risk assessment, and policy management. This will show that you are well-equipped for the role.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in the financial crime sector.
How to prepare for a job interview at Compliance Recruitment Solutions
✨Showcase Your AML Knowledge
Make sure to brush up on your understanding of Money Laundering Regulations and other financial crime compliance areas. Be prepared to discuss specific cases or scenarios where you've applied this knowledge in your previous roles.
✨Demonstrate Leadership Skills
As a Financial Crime Manager, you'll be leading a team. Highlight your experience in managing teams, mentoring staff, and implementing individual targets. Share examples of how you've successfully led projects or initiatives in the past.
✨Prepare for Technical Questions
Expect questions related to assurance testing and risk assessment in financial crime. Familiarise yourself with the processes and controls that are typically in place, and be ready to explain how you would approach these in the role.
✨Communicate Clearly and Confidently
Excellent communication skills are crucial for this role. Practice articulating your thoughts clearly and confidently, especially when discussing complex topics like financial crime oversight and reporting. Consider doing mock interviews to refine your delivery.
