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- Tasks: Support Financial Crime operations and assist with assurance testing and reporting.
- Company: Join a leading Financial Services Group focused on compliance and financial crime prevention.
- Benefits: Enjoy a competitive salary, bonuses, and a hybrid work model.
- Why this job: Be part of a rapidly expanding Compliance Department with opportunities for growth.
- Qualifications: Several years of Financial Crime experience in asset management or retail financial advice required.
- Other info: London-based role with occasional travel; ethical recruitment by former Compliance Officers.
The predicted salary is between 43200 - 75600 £ per year.
FINANCIAL CRIME EXPERT – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED
FINANCIAL CRIME EXPERT – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED
FINANCIAL CRIME EXPERT – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM REQUIRED
£54K plus bonus & benefits 50% Hybrid (London)
Ref:4131G2
We are assisting our client, a leading Financial Services Group, in recruiting an experienced Financial Crime Expert to assist with Financial Crime prevention and review across their client’s business. Reporting to the MLRO, duties include;
- Support the MLRO to oversee Financial Crime operations and second line processes and controls across the business.
- Assistance with assurance testing, across various financial crime areas including Anti-Bribery & Corruption, AML, tax evasion and fraud.
- Assisting with preparation of Financial Crime Reports and Packs packs for various internal and client committees.
- Assessing financial crime risk across various areas and ensuring that the necessary and proportionate controls and processes are in place and being adhered to.
- Assist with the annual Financial Crime reporting and drafting of the MLRO report
- Assisting with preparation of Financial Crime Training material.
You should have several years of Financial Crime experience from asset management, private wealth management or a retail financial advice firm. While you will need a thorough understanding of Money Laundering Regulations you will also need an understanding of other areas of financial crime compliance such as bribery and corruption, tax evasion and fraud.
This role is London based, with occasional travel to the Midlands as part of your 2-3 d pw in the office. Great opportunity to join a rapidly expanding Compliance Dept at an exciting time with plenty of opportunities for internal progression.
NB We have already filled many roles at this client including some of the senior positions hence are well placed to advise you on these.
So, if that sounds like you, then please send your details to Gary Collins, at (including email and contact no ) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
Ethical, Expert & Professional Recruitment by former Compliance Officers, specialising in AML & Financial Crime (including Anti Bribery & Corruption, …
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FINANCIAL CRIME EXPERT – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM R[...] employer: Compliance Recruitment Solutions
Contact Detail:
Compliance Recruitment Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FINANCIAL CRIME EXPERT – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM R[...]
✨Tip Number 1
Network with professionals in the financial crime and compliance sectors. Attend industry events or webinars where you can meet people who work in asset management or retail financial advice firms. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 2
Stay updated on the latest trends and regulations in financial crime, particularly AML. Follow relevant news sources and join online forums or groups focused on financial compliance. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Consider reaching out directly to current employees at the company you're applying to. A brief message on LinkedIn can open doors and give you insider information about the company culture and expectations for the role.
✨Tip Number 4
Prepare for potential interview questions by practising your responses to common scenarios in financial crime prevention. Think of specific examples from your past experience that highlight your skills in AML and other areas of compliance, as this will set you apart from other candidates.
We think you need these skills to ace FINANCIAL CRIME EXPERT – AML EXPERIENCE FROM ASSET/WEALTH MGT OR RETAIL FINANCIAL ADVICE FIRM R[...]
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant experience in financial crime, particularly in AML within asset management or retail financial advice. Use specific examples to demonstrate your expertise and achievements in these areas.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the role. Mention your understanding of Money Laundering Regulations and other financial crime compliance areas, as this is crucial for the position.
Highlight Relevant Skills: In your application, emphasise key skills such as risk assessment, assurance testing, and report preparation. These are essential for the role and should be clearly articulated in both your CV and cover letter.
Proofread Your Application: Before submitting, carefully proofread your application materials for any errors or inconsistencies. A polished application reflects your attention to detail, which is vital in the financial crime sector.
How to prepare for a job interview at Compliance Recruitment Solutions
✨Know Your AML Regulations
Make sure you have a solid understanding of Money Laundering Regulations and other financial crime compliance areas. Be prepared to discuss how these regulations apply to the role and provide examples from your past experience.
✨Demonstrate Your Experience
Highlight your previous roles in asset management, private wealth management, or retail financial advice firms. Share specific instances where you successfully managed financial crime risks or contributed to compliance efforts.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in financial crime situations. Practice articulating your thought process and decision-making strategies in response to potential financial crime challenges.
✨Show Enthusiasm for Compliance
Express your passion for compliance and financial crime prevention. Discuss why you are interested in this role and how you see yourself contributing to the company's goals in combating financial crime.
