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- Tasks: Lead compliance and AML activities, ensuring regulatory adherence and developing policies.
- Company: Join a niche Corporate Finance House focused on growth and compliance excellence.
- Benefits: Enjoy part-time hours, remote work flexibility, and unlimited annual leave.
- Why this job: Shape the compliance function in a dynamic environment with a supportive team.
- Qualifications: Must have a degree and extensive knowledge of UK & EU regulatory laws.
- Other info: Ideal for those with Corporate Finance experience looking to step into leadership.
The predicted salary is between 60000 - 84000 £ per year.
Ref:4069G
We have been exclusively appointed by our Client, a niche Corporate Finance House, to search for a Head of Compliance & MLRO to be the registered SMF16 and SMF17 (within 12 months of appointment) taking responsibility for all Compliance and AML matters. Reporting to the CEO and the Board, duties will include:
- Responsible for all day-to-day compliance activities, administration and reporting.
- Developing and maintaining compliance policies and procedures to ensure the firm adheres to its regulatory requirements.
- Key contact for liaison with regulators, ensuring maintenance of good relationship and regulatory permissions remain current and appropriate for business needs.
- Define and implement a compliance monitoring methodology to appropriately address the regulatory risks faced by the business and carryout regular monitoring in accordance with such.
- Keeping abreast of regulatory developments and advising the firm accordingly.
- MLRO for the firm, ensuring business activities are conducted in conformity with applicable AML laws, regulations and internal policies and procedures.
The ideal candidate will be a graduate with a comprehensive knowledge of UK & EU regulatory laws and corporate compliance matters generally. While you must have previous experience of Corporate Finance as important will be your desire to work in a small, dedicated team of professionals and your willingness to support others where needed.
This role is offered on a part-time (3 days per week) basis, with 1 day per week in the office and 2 days from home. The business also offers unlimited annual leave days.
Our client has expressed a preference for someone who has already held SFM16/17 but would consider exceptional candidates with a Corporate Finance background who have at least 10 years of Compliance experience but not previously held the controlled functions.
This position offers an excellent opportunity in a dynamic and entrepreneurial environment for a confident and professional yet personable and engaging individual with a hands-on approach and the desire to take a leadership role in shaping the compliance function of a growing Corporate Finance Boutique.
If this sounds like the next career move for you then please call Gary Collins on 020 7562 7400 for a confidential discussion about this position or send your details to
#J-18808-Ljbffr
EXCLUSIVE: PART TIME HEAD OF COMPLIANCE & MLRO (3 DAYS PER WEEK) – PREVIOUS EXPERIENCE OF CORPO[...] employer: Compliance Recruitment Solutions
Contact Detail:
Compliance Recruitment Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land EXCLUSIVE: PART TIME HEAD OF COMPLIANCE & MLRO (3 DAYS PER WEEK) – PREVIOUS EXPERIENCE OF CORPO[...]
✨Tip Number 1
Make sure to highlight your previous experience in Corporate Finance during any networking opportunities. Connect with professionals in the industry and discuss your background, as personal recommendations can significantly boost your chances.
✨Tip Number 2
Stay updated on the latest UK & EU regulatory laws and compliance trends. Being knowledgeable about current developments will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 3
Prepare to discuss specific compliance challenges you've faced in your previous roles. Show how you successfully navigated these issues, as this will illustrate your problem-solving skills and hands-on approach.
✨Tip Number 4
Emphasize your ability to work in a small team and support others. This role requires collaboration, so sharing examples of how you've contributed to team success will resonate well with the hiring managers.
We think you need these skills to ace EXCLUSIVE: PART TIME HEAD OF COMPLIANCE & MLRO (3 DAYS PER WEEK) – PREVIOUS EXPERIENCE OF CORPO[...]
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of the Head of Compliance & MLRO position. Highlight your relevant experience in compliance and AML matters, as well as your familiarity with UK & EU regulatory laws.
Tailor Your CV: Customize your CV to emphasize your previous experience in Corporate Finance and compliance roles. Include specific examples of how you've developed compliance policies or liaised with regulators in the past.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and your desire to work in a small, dedicated team. Mention your leadership skills and how you can contribute to shaping the compliance function of the firm.
Highlight Relevant Qualifications: If you have held SFM16/17 or have significant compliance experience, make sure to highlight this prominently. If not, focus on your 10+ years of compliance experience and your understanding of regulatory risks.
How to prepare for a job interview at Compliance Recruitment Solutions
✨Showcase Your Regulatory Knowledge
Make sure to highlight your comprehensive understanding of UK & EU regulatory laws during the interview. Be prepared to discuss specific regulations and how they apply to corporate finance, as this will demonstrate your expertise and readiness for the role.
✨Emphasize Team Collaboration
Since the role involves working in a small, dedicated team, share examples of how you've successfully collaborated with others in previous positions. This will show that you are a team player and can support your colleagues effectively.
✨Prepare for Compliance Scenarios
Anticipate questions related to compliance monitoring and risk management. Prepare scenarios where you defined and implemented compliance methodologies, as this will illustrate your hands-on approach and leadership capabilities.
✨Express Your Passion for Compliance
Convey your enthusiasm for compliance and AML matters. Discuss why you are drawn to this field and how you stay updated on regulatory developments, which will reflect your commitment to the role and the industry.
