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- Tasks: Lead compliance operations and manage regulatory risks in a global banking environment.
- Company: Join a prestigious global corporate and retail bank with a strong reputation.
- Benefits: Attractive salary, bonuses, and comprehensive benefits package.
- Other info: Opportunity for significant career advancement in a dynamic banking sector.
- Why this job: Be a key player in shaping compliance strategy at board level.
- Qualifications: 12+ years of financial services compliance experience required.
The predicted salary is between 120000 - 150000 £ per year.
We have been exclusively appointed by our Client, a Global Corporate and Retail Bank, to find a Head of Compliance & MLRO to hold the UK SMF16 and SMF17 for their UK banking business. Reporting to the CEO & Board and managing a team, duties will include:
- Responsibility for the operation of the Bank’s Compliance Function in accordance with UK regulatory requirements.
- Overall responsibility for the Bank’s policies and procedures for mitigating regulatory risk.
- Act as the Data Protection Officer (DPO) for the Bank and point of contact for data subjects and authority for the Information Commissioner’s Office (ICO) in the United Kingdom.
- Identifying regulatory changes and assessing whether these are relevant to the Bank and disseminating to senior management as necessary.
- Serving as a first point of contact for all staff in the Bank for compliance advice, guidance and insight into regulatory issues.
- Preparing and periodically revising the Bank’s Compliance Manual and contribute to the Recovery Plan in relation to compliance matters.
- Overseeing Bank’s compliance monitoring activity.
- Working closely with those in the First Line of Defence to address any weaknesses in controls to mitigate compliance risks.
- Attending the Bank’s Risk & Compliance Committee (RCC) and Executive Committee (EMC); and providing sufficient management information to facilitate oversight and challenge over compliance activity and compliance risk.
- Acting as the Bank's MLRO and development of AML guidance materials and training resources for staff on AML matters.
- Performing regular monitoring activity to ensure regulations are adhered to, especially high-risk accounts and politically exposed persons (PEPs).
- Liaising with the relevant authorities and notify them of breaches or suspicious activity as required.
- Compiling reports for the Board and Risk & Compliance Committee (RCC) to facilitate oversight and the submission of an annual MLRO report to the RCC.
The successful candidate will be of graduate calibre and must have gained a minimum of twelve years financial services compliance experience, with a good knowledge of the relevant UK Compliance and AML rules and regulations applicable to a UK Banking business. Previous registration as SMF16 and/or 17 advantageous but more important will be your ability and confidence to operate effectively at board level as well as various committees expected to attend as well as represent the bank with external parties including the FCA & PRA.
This is a fantastic opportunity for a confident and polished individual with strong interpersonal skills to join a successful global banking brand in a very visible and influential role.
Head of Compliance & MLRO – Senior Corporate Banking Compliance Experience Required in Slough employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
Contact Detail:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance & MLRO – Senior Corporate Banking Compliance Experience Required in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their compliance challenges and think about how your experience aligns with their needs. This will help you stand out as someone who’s genuinely interested and knowledgeable.
✨Tip Number 3
Showcase your expertise during interviews. Be ready to discuss specific compliance scenarios you've handled, especially those related to AML and regulatory changes. This will demonstrate your hands-on experience and problem-solving skills.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that dream job. Plus, applying directly shows your enthusiasm and commitment to joining the team.
We think you need these skills to ace Head of Compliance & MLRO – Senior Corporate Banking Compliance Experience Required in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your senior corporate banking compliance experience. We want to see how your skills align with the responsibilities listed in the job description, so don’t hold back on showcasing your relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Head of Compliance & MLRO role. We love seeing candidates who can articulate their passion for compliance and how they can contribute to our team.
Showcase Your Interpersonal Skills: Since this role requires strong interpersonal skills, make sure to highlight any experiences where you've successfully communicated with various stakeholders. We’re looking for someone who can engage effectively at all levels, so let that personality shine through!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this fantastic opportunity. Plus, it shows us you’re keen to join our team!
How to prepare for a job interview at Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
✨Know Your Regulations Inside Out
Make sure you’re well-versed in UK compliance and AML regulations. Brush up on the latest changes and be ready to discuss how they impact the bank's operations. This shows you’re proactive and knowledgeable, which is crucial for a Head of Compliance role.
✨Demonstrate Leadership Skills
As you’ll be managing a team and reporting to the CEO & Board, it’s essential to showcase your leadership experience. Prepare examples of how you've successfully led teams in the past, particularly in high-pressure situations or during regulatory changes.
✨Prepare for Scenario-Based Questions
Expect questions that require you to think on your feet. Prepare for scenarios where you might need to address compliance breaches or implement new policies. Practising these responses will help you articulate your thought process clearly during the interview.
✨Showcase Your Interpersonal Skills
This role requires strong interpersonal skills, so be ready to demonstrate how you’ve effectively communicated with various stakeholders. Share examples of how you’ve built relationships with regulatory bodies or facilitated compliance training for staff.