Investment Management Group is seeking a Compliance Generalist to join its team in London. The role combines monitoring with advisory duties across asset/fund management and wealth management, reporting to the Deputy Head of Compliance.
You will support the monitoring plan, manage workflows and record keeping, oversee financial promotions, and contribute to governance of regulated entities. At least 18 months in compliance monitoring is required, with FCA COBS knowledge and a proactive approach.
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Compliance Generalist: Advisory & Monitoring (Hybrid) in Slough employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
As a leading law firm located in the vibrant City of London, we pride ourselves on fostering a collaborative and inclusive work culture that prioritises employee growth and development. With competitive salaries ranging from £90K to £120K, alongside attractive benefits and bonuses, we offer our team members the opportunity to thrive in a dynamic environment while managing critical compliance functions. Join us to make a meaningful impact in governance and compliance, all while enjoying the perks of a hybrid working model in a prestigious setting.
Contact Details:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruitment Team
