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- Tasks: Review financial service files and ensure compliance standards are met.
- Company: Leading Compliance Consultancy offering remote work opportunities.
- Benefits: Competitive salary of £40K - £45K plus additional benefits.
- Other info: Remote role with potential for career growth in a supportive environment.
- Why this job: Join a dynamic team and make a real impact in financial compliance.
- Qualifications: Level 4 diploma in Financial Services and experience in compliance required.
The predicted salary is between 34000 - 45000 £ per year.
FACTFIND REVIEWER (REMOTE) – EXPERIENCE OF COMPLIANCE, FILE REVIEWING OR ADVICE QUALITY WITH L4 REQUIRED
£40K – £45K + benefits REMOTE (UK)
Ref:4144D
Our client, a leading Compliance Consultancy, is looking for a Remote Factfind Reviewer. Duties will include;
- Carry out desk-based file checking for members and clients across the full range of financial services products (excluding DB transfer advice).
- Work effectively as a team with other Advice Quality Consultants to ensure the pipeline is managed and cases returned to members and clients within deadline.
- Deal with member and clients’ telephone and email queries and provide support to the firms.
- Liaise with Pensions Technical and Technical departments where necessary to ensure accuracy of technical information provided to members and clients.
- Manage own workload and prioritise cases within the agreed SLA.
- Ensure quality assurance standards are maintained by proactively liaising with colleagues and incorporating feedback from the AQT Management Team.
- Assist the administration team and be the first point of escalation for any member issues.
- Undertake ad hoc duties as delegated by the Advice Quality Manager to assist the smooth operation of the team.
You should have the Level 4 diploma level in Financial Services (via CII or LIBF) with previous experience in compliance, file reviewing or advice quality and able to demonstrate technical knowledge across a broad range of UK financial advice products combined with strong understanding of compliance requirements. Pension Transfer experience/qualification useful and salary would reflect that.
So, if that sounds like you, then please send your details to Sumana Jyothirmayi in the first instance, sumanaj@compliancerecruitment.com (including contact no) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
FACTFIND REVIEWER (REMOTE) – EXPERIENCE OF COMPLIANCE, FILE REVIEWING OR ADVICE QUALITY WITH L4 REQUIRED employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
Contact Detail:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land FACTFIND REVIEWER (REMOTE) – EXPERIENCE OF COMPLIANCE, FILE REVIEWING OR ADVICE QUALITY WITH L4 REQUIRED
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for those interviews! Brush up on your knowledge of compliance, file reviewing, and advice quality. We want you to shine when discussing your Level 4 diploma and relevant experience.
✨Tip Number 3
Don’t forget to showcase your soft skills! Being able to manage your workload and communicate effectively with clients is just as important as your technical know-how.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for talented individuals like you!
We think you need these skills to ace FACTFIND REVIEWER (REMOTE) – EXPERIENCE OF COMPLIANCE, FILE REVIEWING OR ADVICE QUALITY WITH L4 REQUIRED
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your experience in compliance, file reviewing, or advice quality. We want to see how your skills match the job description, so don’t be shy about showcasing your Level 4 diploma and relevant experience!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Factfind Reviewer role. We love seeing enthusiasm and a clear understanding of the responsibilities outlined in the job description.
Be Clear and Concise: When filling out your application, keep it clear and to the point. We appreciate straightforwardness, so avoid fluff and focus on what makes you a great candidate for this remote position.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
✨Know Your Compliance Inside Out
Make sure you brush up on your compliance knowledge, especially around financial services products. Be ready to discuss specific regulations and how they apply to the role of a Factfind Reviewer. This will show that you’re not just familiar with the basics but can also navigate complex scenarios.
✨Demonstrate Your File Reviewing Skills
Prepare examples from your past experience where you successfully conducted file reviews or ensured advice quality. Highlight any challenges you faced and how you overcame them. This will help the interviewer see your practical skills in action.
✨Showcase Your Teamwork Abilities
Since this role involves working closely with other Advice Quality Consultants, be ready to talk about your teamwork experiences. Share instances where you collaborated effectively to meet deadlines or resolve issues, as this will demonstrate your ability to fit into their team dynamic.
✨Ask Insightful Questions
Prepare thoughtful questions about the company’s approach to compliance and how the team operates. This shows your genuine interest in the role and helps you assess if the company culture aligns with your values. Plus, it gives you a chance to engage in a meaningful conversation.