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- Tasks: Lead compliance initiatives and advise on regulatory changes in a dynamic insurance environment.
- Company: Join a leading general insurance firm with a progressive culture.
- Benefits: Competitive salary, bonus, generous holiday, and hybrid working options.
- Why this job: Make a real impact by shaping compliance strategies and supporting the Board.
- Qualifications: 3+ years in insurance compliance with strong FCA regulations knowledge.
- Other info: Flexible work schedule with opportunities for career growth.
The predicted salary is between 48000 - 84000 £ per year.
We are exclusively recruiting for a leading general insurance firm recruiting a Compliance Manager to advise the Board on Compliance matters, including changes to regulations, first line Compliance support, development of Annual Compliance Plan, and act as the DPO (all with support from external Compliance consultancy where required).
Reporting to the MD (also the CF16 & 17), duties will include:
- Production of Compliance packs for bi-monthly board meetings
- Attendance at bi-monthly SYSC meeting
- Allocation of file and call audits
- Sample testing of file and call audits
- Submission of FCA regulatory returns
- Approval of financial promotions
- Complaints handling in conjunction with approved persons
- Notification to regulators such as FCA and ICO as required
- Management of Insurer and MGA TOBAs
- Advising the Board on Compliance matters, regulatory changes, and development of the Annual Compliance Plan; act as DPO with support from external Compliance consultancy where required
You should have at least three years experience in general insurance compliance with a strong working knowledge of FCA regulations including SYSC, SMCR and Consumer Duty principles with proven experience in managing compliance activity including monitoring & reporting processes.
NB the role is 3d pw in the office either City of London or Surrey with visits to other office when required. This is a progressive company where you won’t be micromanaged but set your own schedule and plan your days in whichever offices to suit (subject to any preplanned meetings).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
Contact Detail:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED
✨Tip Number 1
Network like a pro! Reach out to your connections in the insurance industry and let them know you're on the hunt for a Compliance Manager role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance best practices. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it comes to compliance matters.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Plus, it shows your enthusiasm for the role and helps build rapport with the hiring team.
We think you need these skills to ace EXCLUSIVE: COMPLIANCE MANAGER – RETAIL GENERAL INSURANCE COMPLIANCE EXPERIENCE REQUIRED
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in general insurance compliance and your knowledge of FCA regulations. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of your past compliance work and how it relates to the responsibilities listed in the job description.
Be Clear and Concise: When filling out your application, keep it clear and concise. We appreciate straightforwardness, so avoid jargon and get straight to the point about your qualifications and experiences.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications better and ensures you don’t miss any important updates from us!
How to prepare for a job interview at Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially SYSC, SMCR, and Consumer Duty principles. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can actively contribute to the board's discussions.
✨Prepare Real-Life Examples
Think of specific instances where you've managed compliance activities or handled regulatory changes. Sharing these examples during your interview will demonstrate your hands-on experience and problem-solving skills in real-world scenarios.
✨Understand the Company Culture
Since this company values autonomy and flexibility, be ready to discuss how you manage your time and priorities. Highlighting your ability to work independently while still being a team player will resonate well with their progressive approach.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance strategy and future challenges they foresee. This not only shows your interest in the role but also your proactive mindset in wanting to contribute to their success.
