At a Glance
- Tasks: Lead compliance activities and develop policies for a top Online Broker.
- Company: Dynamic Online Broker with a focus on compliance and regulatory excellence.
- Benefits: Competitive salary, generous bonuses, hybrid work, and great benefits.
- Other info: Opportunity to mentor a dedicated team and make a real impact.
- Why this job: Shape the compliance function in a fast-paced, entrepreneurial environment.
- Qualifications: Experience in online broking compliance and strong knowledge of UK regulations.
The predicted salary is between 140000 - 180000 £ per year.
- HEAD OF COMPLIANCE & MLRO – ONLINE BROKING COMPLIANCE EXPERIENCE REQUIRED
- 140K-£180K Plus Generous Bonus/Holiday & Good Benefits Hybrid London
We are exclusively recruiting for our Client, a leading Online Broker, looking for an experienced Head of Compliance & MLRO to lead their Compliance Team in London.
Responsible for all day-to-day compliance activities, administration and reporting.
Developing and maintaining compliance policies and procedures to ensure the firm adheres to its regulatory requirements.
Keeping abreast of regulatory developments, ensuring the CEO, Senior Management Team and business are aware of their ongoing and changing regulatory obligations.
Key contact for liaison with regulators, ensuring maintenance of good relationship and regulatory permissions remain current and appropriate for business needs.
Define and implement a compliance monitoring methodology to appropriately address the regulatory risks faced by the business and carryout regular monitoring in accordance with such.
MLRO for the firm, ensuring business activities are conducted in conformity with applicable AML laws, regulations and internal policies and procedures.
You have a comprehensive knowledge of UK regulatory laws and FCA Regulations with previous experience in Online Broking and a willingness to lead and mentor a small dedicated team of compliance professionals, ideally with some previous staff management experience.
Our client has expressed a preference for someone who has already held SFM16/17 but would consider exceptional candidates who have significant senior Compliance experience but not previously held the control functions.
This position offers an excellent opportunity in a dynamic and entrepreneurial environment for a confident and professional yet personable and engaging individual with a hands-on approach and the desire to take a leadership role in shaping the compliance function of a well-established successful Online Broker.
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
EXCLUSIVE: HEAD OF COMPLIANCE & MLRO – ONLINE BROKING COMPLIANCE EXPERIENCE REQUIRED in City of London employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
As a leading law firm located in the vibrant City of London, we pride ourselves on fostering a collaborative and inclusive work culture that prioritises employee growth and development. With competitive salaries ranging from £90K to £120K, alongside attractive benefits and bonuses, we offer our team members the opportunity to thrive in a dynamic environment while managing critical compliance functions. Join us to make a meaningful impact in governance and compliance, all while enjoying the perks of a hybrid working model in a prestigious setting.
Contact Details:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruitment Team
