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- Tasks: Lead a team in ensuring compliance with FCA CASS regulations and improve operational processes.
- Company: Join a leading Financial Services Group with a focus on growth and innovation.
- Benefits: Competitive salary, bonus, hybrid work model, and opportunities for internal progression.
- Why this job: Be part of a rapidly expanding company and make a real impact in financial compliance.
- Qualifications: Strong knowledge of FCA CASS regulations, particularly CASS 6, 7, and 8.
- Other info: Exciting career growth opportunities in a dynamic environment.
The predicted salary is between 84000 - 126000 £ per year.
We are recruiting for our client, a leading Financial Services Group, recruiting an experienced CASS Manager with strong CASS knowledge, in particular CASS 6, 7 and 8. Managing a small team, duties will include:
- Support the design and implementation of a first line CASS oversight function within operations
- Support operations in delivering strategic goals for process improvement
- Support the business on CASS technical query escalations
- Preparation and delivery of CASS adherence reports/opinion to the Executive Team and the Board
- Liaise with and advise the relevant teams on their regulatory CASS activities such as reconciliations, cash management, deposit allocations
- Undertake trend analysis on breaches and near misses, providing guidance and suggesting process revision where appropriate
- Achieve and actively maintain skills and knowledge to adhere to the training and competence standards, undertake overseer activities as nominated
- Work closely with the 2nd line risk and compliance function in management changes to the CASS regulatory environment
- Complete weekly, monthly and annual review of CASS breach log and risk profiling, including reviews of CASS risk appetite and RAG ratings
- Provide CASS SME support as required to change programme and propositional change
- Produce and maintain CASS policies / frameworks as required.
- Feed into CMAR submission and any escalations arising
You should have strong CASS experience and knowledge, in particular CASS 6, 7 & 8. Great opportunity to join a rapidly expanding Company at an exciting time with plenty of opportunities for internal progression. The role is 2 days per week in their Bath office, a 4 minute walk from the station.
NB: We have already filled many roles at this client including some of the senior positions hence are well placed to advise you on these.
If that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com (including contact number) however please note we cannot reply to all applications so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
SENIOR CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED in Bath employer: Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
Contact Detail:
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land SENIOR CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED in Bath
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those who know about CASS regulations. A friendly chat can lead to insider info on job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your CASS knowledge. Be ready to discuss specific regulations like CASS 6, 7, and 8. We want you to show off your expertise and how it can benefit the company!
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your career goals. Use our website to find roles that excite you, and tailor your approach to each one. We’re here to help you land that dream job!
✨Tip Number 4
Follow up after interviews! A quick thank-you email can keep you top of mind. Mention something specific from your conversation to show you were engaged and are genuinely interested in the role.
We think you need these skills to ace SENIOR CASS MANAGER – GOOD EXPERIENCE OF FCA CASS REGULATIONS REQUIRED in Bath
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience with FCA CASS regulations, especially CASS 6, 7, and 8. We want to see how your skills align with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the CASS Manager role. Share specific examples of how you've supported CASS oversight functions or improved processes in previous roles.
Be Clear and Concise: When writing your application, keep it straightforward. We appreciate clarity, so avoid jargon and get straight to the point about your qualifications and experiences related to CASS management.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any updates regarding your application status!
How to prepare for a job interview at Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
✨Know Your CASS Inside Out
Make sure you brush up on your knowledge of FCA CASS regulations, especially CASS 6, 7, and 8. Be prepared to discuss specific examples of how you've applied this knowledge in previous roles, as it will show your expertise and confidence.
✨Showcase Your Leadership Skills
Since the role involves managing a small team, be ready to talk about your leadership style and experiences. Think of instances where you've successfully led a team through challenges or implemented process improvements, as this will demonstrate your capability to support operations effectively.
✨Prepare for Technical Queries
Anticipate questions related to CASS technical queries and how you've handled escalations in the past. Having a few scenarios in mind where you provided guidance or resolved issues will highlight your problem-solving skills and ability to liaise with various teams.
✨Understand the Bigger Picture
Familiarise yourself with the company's strategic goals and how the CASS function fits into that. Being able to articulate how your role as a CASS Manager can contribute to these goals will set you apart and show that you're not just focused on compliance but also on driving business success.
