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- Tasks: Lead compliance initiatives and provide regulatory advice to senior stakeholders.
- Company: A growing brokerage firm in Greater London with a focus on innovation.
- Benefits: Competitive salary, professional development, and a chance to shape compliance strategies.
- Why this job: Make a significant impact in a dynamic environment while guiding compliance practices.
- Qualifications: Ten years of experience in compliance within investment firms and strong regulatory knowledge.
- Other info: Opportunity for career advancement in a supportive and collaborative culture.
The predicted salary is between 48000 - 72000 £ per year.
A growing brokerage firm in Greater London is seeking an experienced Compliance Officer/MLRO. This role requires ten years of relevant experience in a wholesale brokerage investment firm or investment banking firm, with a strong understanding of UK, EU, and global regulations.
The successful candidate will provide regulatory advice, develop compliance frameworks, and ensure proper training for employees. This is a great opportunity for a commercially minded professional looking to influence and guide senior stakeholders.
Strategic Compliance & MLRO Leader employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Strategic Compliance & MLRO Leader
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and finance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Showcase your expertise! Prepare a portfolio that highlights your experience with compliance frameworks and regulatory advice. This will help you stand out when chatting with hiring managers.
✨Tip Number 3
Practice your pitch! Be ready to explain how your ten years of experience can benefit the brokerage firm. Tailor your message to show how you can influence and guide senior stakeholders effectively.
✨Tip Number 4
Apply through our website! We make it easy for you to find roles that match your skills. Plus, it shows you're serious about joining our team and helps us keep track of your application.
We think you need these skills to ace Strategic Compliance & MLRO Leader
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your ten years of experience in compliance, especially in wholesale brokerage or investment banking. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant achievements!
Showcase Regulatory Knowledge: Since this role requires a strong understanding of UK, EU, and global regulations, we recommend you include specific examples of how you've navigated these in your previous roles. This will show us that you’re not just familiar with the rules, but that you can apply them effectively.
Highlight Leadership Skills: As a Strategic Compliance & MLRO Leader, you’ll need to influence senior stakeholders. Use your application to demonstrate your leadership experience and how you’ve successfully guided teams or projects in the past. We love seeing candidates who can inspire others!
Apply Through Our Website: We encourage you to submit your application through our website for the best chance of being noticed. It’s super easy, and it helps us keep everything organised. Plus, you’ll get to see more about our company culture while you’re at it!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on UK, EU, and global regulations relevant to the brokerage industry. Being able to discuss specific regulations and how they impact the firm will show that you're not just knowledgeable but also proactive in your approach.
✨Showcase Your Experience
With ten years of experience required, be ready to share specific examples from your past roles. Highlight situations where you developed compliance frameworks or provided regulatory advice, as this will demonstrate your capability and fit for the role.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations regarding compliance challenges. Practise articulating your thought process and decision-making skills, as this will help you convey your strategic mindset to senior stakeholders.
✨Engage with Stakeholders
Since the role involves guiding senior stakeholders, think about how you can effectively communicate complex compliance issues. Prepare to discuss how you've influenced decisions in the past and how you would approach stakeholder engagement in this new role.
