Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Advise on compliance, conduct audits, and manage regulatory requests in investment management.
- Company: Leading asset management firm in Greater London with a collaborative culture.
- Benefits: Competitive salary, professional development, and a supportive work environment.
- Why this job: Join a dynamic team and make a real impact on compliance controls.
- Qualifications: Operational compliance experience in investment management and strong Microsoft Office skills.
- Other info: Opportunity to work closely with key stakeholders and enhance your career.
The predicted salary is between 43200 - 72000 £ per year.
A leading asset management firm in Greater London is looking for a Risk and Compliance Specialist to provide consultancy and improve compliance controls. The ideal candidate will have operational compliance experience within the investment management sector.
Responsibilities include:
- Advising business areas
- Conducting compliance audits
- Managing regulatory requests
Strong knowledge of compliance monitoring techniques and proficiency in Microsoft Office are required. This role offers the opportunity to work in a collaborative environment with key stakeholders.
Senior Risk & Compliance Advisor – Investment Management employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Risk & Compliance Advisor – Investment Management
✨Tip Number 1
Network like a pro! Reach out to professionals in the investment management sector on LinkedIn. Join relevant groups and engage in discussions to get your name out there and show off your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on compliance monitoring techniques. We recommend creating a cheat sheet of key concepts and examples from your past experience that highlight your operational compliance skills.
✨Tip Number 3
Don’t just wait for job openings to pop up! Keep an eye on our website and apply directly through us. This way, you can showcase your enthusiasm for the role and stand out from the crowd.
✨Tip Number 4
Practice your pitch! Be ready to explain how your experience aligns with the responsibilities of advising business areas and conducting compliance audits. Confidence is key, so rehearse until it feels natural.
We think you need these skills to ace Senior Risk & Compliance Advisor – Investment Management
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your operational compliance experience specifically within the investment management sector. We want to see how your skills align with the responsibilities mentioned in the job description.
Showcase Your Skills: Don’t forget to emphasise your knowledge of compliance monitoring techniques and your proficiency in Microsoft Office. These are key skills we’re looking for, so make them stand out!
Be Clear and Concise: When writing your application, keep it clear and to the point. We appreciate straightforward communication, especially when it comes to your experience and how you can contribute to our collaborative environment.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from us during the process.
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your operational compliance knowledge, especially within the investment management sector. Be ready to discuss specific compliance monitoring techniques and how you've applied them in past roles.
✨Showcase Your Consultancy Skills
Prepare examples of how you've successfully advised business areas on compliance matters. Think about situations where your advice led to improved compliance controls or resolved regulatory issues.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance audits or regulatory requests. Practise articulating your thought process and decision-making skills in these scenarios.
✨Familiarise Yourself with Microsoft Office
Since proficiency in Microsoft Office is a must, make sure you're comfortable using Excel for data analysis and PowerPoint for presentations. You might be asked to demonstrate your skills, so have some examples ready.
