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- Tasks: Lead a team ensuring financial crime controls meet quality standards and compliance.
- Company: Join a global banking group based in the City, renowned for its commitment to excellence.
- Benefits: Enjoy competitive pay, career growth opportunities, and a collaborative work environment.
- Why this job: Make a real impact in financial crime prevention while working with a dynamic team.
- Qualifications: 5+ years in financial crime control, trade finance experience, and strong Microsoft Office skills required.
- Other info: Engage with various teams and contribute to special projects and reports.
The predicted salary is between 48000 - 72000 £ per year.
THE COMPANY: Our client is a global banking group with offices based in the City. They are looking to hire a Senior Quality Control Officer with experience in Trade Finance and Financial Crime.
THE RESPONSIBILITIES:
- Overseeing a team of Quality Control reviewers to determine whether Financial Crime Control process outputs meet the established quality objectives set out in the department procedures.
- Ensuring consistency of application of the department’s screening standards against existing financial crime controls and regulatory benchmarks and ensuring that audit trail and record keeping is completed as per department procedures.
- Acting as a final reviewer of transactions reviewed by the team and testing assessments of the first line to ensure business is conducted in line with the risk and compliance policies.
- Together with the Senior Manager Quality Control, monitoring the performance of the Operations analysts to ensure that the transactions are always compliant with the UK applicable rules & regulations.
- Identifying any financial crime trends/concerns or control weaknesses to the relevant stakeholders including the proposal of improvements and the implementation of effective control improvements.
- Ensuring that the results of the QC reviews are communicated to the Operations team and are addressed in a timely manner.
- Escalating errors and exceptions identified during QC reviews in accordance with the department procedures and the validation of action plans to address QC findings.
- Pro-actively engaging with the Operations teams at all levels and building collaborative, effective relationships across the business and providing advice and guidance to them on Financial Crime Control processes and their application in a BAU environment.
- Supporting general QC trade-based activities and other duties, including special assignments and preparation of reports for presentation and submission to the relevant committees.
EXPERIENCE REQUIRED:
- At least 5 years of work experience within financial crime control area of a bank with product experience of trade finance.
- Experience in Financial Crime Compliance or Regulatory Compliance; Quality Control/Assurance; Testing/monitoring Function.
- Overall knowledge of Microsoft Office (Excel, Word and Outlook).
- Knowledge of using Sanction, PEP and adverse media screening tools/software.
For further information please contact Hannah Tabatabai.
Senior Quality Control Officer, Trade Finance/Financial Crime employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Quality Control Officer, Trade Finance/Financial Crime
✨Tip Number 1
Network with professionals in the financial crime compliance sector. Attend industry events or webinars to connect with people who work in similar roles, as they can provide insights and potentially refer you to opportunities at our company.
✨Tip Number 2
Familiarise yourself with the latest trends and regulations in financial crime control and trade finance. Being knowledgeable about current issues will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you've successfully identified financial crime trends or implemented control improvements. This will showcase your practical knowledge and problem-solving skills during the interview process.
✨Tip Number 4
Research our company’s values and recent initiatives in financial crime compliance. Tailoring your conversation to align with our goals will show that you're genuinely interested in joining our team and contributing to our mission.
We think you need these skills to ace Senior Quality Control Officer, Trade Finance/Financial Crime
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial crime control and trade finance. Use specific examples that demonstrate your expertise and achievements in these areas.
Craft a Compelling Cover Letter: Write a cover letter that addresses the key responsibilities of the Senior Quality Control Officer role. Explain how your background aligns with the requirements and express your enthusiasm for the position.
Highlight Relevant Skills: Emphasise your knowledge of Microsoft Office and any experience with screening tools/software. Mention your ability to identify financial crime trends and your experience in quality control processes.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Compliance Professionals
✨Showcase Your Experience
Make sure to highlight your relevant experience in financial crime control and trade finance. Be prepared to discuss specific examples of how you've successfully managed quality control processes and ensured compliance with regulations.
✨Understand the Regulatory Landscape
Familiarise yourself with the current UK regulations related to financial crime and trade finance. Demonstrating your knowledge of these regulations during the interview will show that you are well-prepared and understand the importance of compliance.
✨Prepare for Scenario-Based Questions
Expect to be asked about how you would handle specific situations related to quality control and financial crime. Prepare by thinking through potential scenarios and your approach to resolving them, focusing on collaboration and communication with operations teams.
✨Emphasise Team Leadership Skills
As a Senior Quality Control Officer, you'll be overseeing a team. Highlight your leadership experience and how you've successfully built collaborative relationships in previous roles. Share examples of how you've motivated your team to achieve quality objectives.
