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For Companies At a Glance
- Tasks: Lead financial crime compliance and risk management for a top online broking firm.
- Company: Join a leading online brokerage known for innovation and strong compliance culture.
- Benefits: Enjoy a hybrid work model with 3 days in the office and 2 days remote.
- Why this job: Make a real impact on financial crime strategies while working in a dynamic environment.
- Qualifications: 5+ years in financial crime, preferably in retail brokerage; crypto experience is a plus.
- Other info: This role focuses on compliance, not KYC/onboarding; ideal for experienced professionals.
The predicted salary is between 48000 - 72000 £ per year.
THE COMPANY: We are working with a leading online broking firm who are looking for a Senior Financial Crime Manager to join the team. Based centrally in the city, the firm offers a hybrid working arrangement of 3 days in the office, 2 from home.
THE RESPONSIBILITIES:
- Provide expert guidance on financial crime risks affecting UK strategy, product development, and business operations.
- Lead advisory efforts on compliance considerations related to market abuse, anti-money laundering (AML), fraud prevention, anti-bribery and corruption, and sanctions compliance.
- Oversee the identification and management of emerging financial crime risks, ensuring alignment with UK and global compliance strategies.
- Support the rapid deployment of new products in both existing and new markets by ensuring compliance with financial crime regulations.
- Collaborate with operational first and second-line teams to enhance financial crime controls and ensure effective implementation.
- Develop, implement, and manage financial crime policies, systems, and controls across the business.
- Act as a subject matter expert (SME) advising senior leadership on financial crime risks and regulatory obligations.
- Drive process improvements and innovation within the second-line Financial Crime Compliance function.
- Ensure seamless integration of new products, systems, and controls while maintaining regulatory compliance.
EXPERIENCE REQUIRED:
- Prior experience within a retail brokerage firm is a must.
- 5+ years experience within the financial crime and AML space (2nd Line – not first).
- Experience with crypto is seen as highly desirable and advantageous.
- Ability to commute to the office 3 times a week.
- Right to work in the UK with no sponsorship required.
THIS ROLE IS NOT A KYC/ONBOARDING ROLE – CANDIDATES WITH PURE 1ST LINE EXPERIENCE WILL NOT BE CONSIDERED.
For further information please contact Jordan White.
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Finance
Industries: Securities and Commodity Exchanges and Financial Services
Senior Financial Crime Manager employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Financial Crime Manager
✨Tip Number 1
Make sure to network with professionals in the financial crime and compliance sector. Attend industry events or webinars where you can meet people who work in similar roles, especially within retail brokerage firms. This can help you gain insights into the company culture and potentially get a referral.
✨Tip Number 2
Stay updated on the latest trends and regulations in financial crime, particularly those affecting the UK market. Being knowledgeable about current issues will not only prepare you for interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your expertise in managing financial crime risks. Highlight any successful projects or initiatives you've led, especially those related to AML or fraud prevention, as this will set you apart from other candidates.
✨Tip Number 4
Familiarise yourself with the company's products and services, especially if they are expanding into new markets. Understanding their offerings will allow you to speak more intelligently about how you can ensure compliance and mitigate financial crime risks in those areas.
We think you need these skills to ace Senior Financial Crime Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial crime and AML, particularly within a retail brokerage context. Emphasise your expertise in compliance considerations related to market abuse, fraud prevention, and sanctions compliance.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your understanding of the financial crime landscape and how your previous roles have prepared you for this position. Mention specific examples of how you've managed financial crime risks and contributed to compliance strategies.
Highlight Relevant Skills: Focus on skills that are crucial for the role, such as risk assessment, policy development, and collaboration with operational teams. If you have experience with crypto, make sure to mention it as it is seen as highly desirable.
Showcase Leadership Experience: Since the role involves advising senior leadership, include any relevant leadership or advisory experience in your application. Highlight instances where you've driven process improvements or innovations in financial crime compliance.
How to prepare for a job interview at Compliance Professionals
✨Showcase Your Expertise
Make sure to highlight your extensive experience in financial crime and AML, particularly within a retail brokerage context. Be prepared to discuss specific examples of how you've managed compliance risks and implemented effective controls.
✨Understand the Regulatory Landscape
Familiarise yourself with the latest UK and global financial crime regulations. Demonstrating your knowledge of market abuse, anti-money laundering, and sanctions compliance will show that you are well-prepared for the role.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world scenarios. Think about past challenges you've faced in financial crime management and how you overcame them, especially in relation to new product deployments.
✨Emphasise Collaboration Skills
Since the role involves working closely with operational teams, be ready to discuss how you've successfully collaborated with different departments in the past. Highlight any initiatives where you improved financial crime controls through teamwork.
