Compliance Professionals, a growing boutique compliance consultancy, is seeking a senior compliance professional with regulatory hosting experience. The role centers on supporting Appointed Representatives, monitoring activities, implementing policies, and providing expert advice.
The ideal candidate has 7–10 years in asset-management compliance, strong FCA Handbook knowledge, and a proven track record in client-facing roles.
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Senior Compliance Consultant — Regulatory Hosting employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
