At a Glance
- Tasks: Support compliance programmes and conduct client due diligence in private equity deals.
- Company: Leading global private equity advisory firm in the West End.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Collaborate with teams across London, New York, Guernsey, and Luxembourg.
- Why this job: Join a global team and make a real impact in compliance within finance.
- Qualifications: Experience in compliance and a degree; eager to learn and grow.
The predicted salary is between 60000 - 80000 € per year.
THE COMPANY: Our client is a leading global private equity advisory firm based in the West End. This role will report directly to the Head of Compliance.
THE RESPONSIBILITIES:
- Assisting in the development and implementation of the anti-money laundering compliance programme for the investment advisor.
- Conducting client due diligence/KYC on the relevant parties in the private equity/credit deals undertaken by the Business as well as assessing the AML and reputational risks associated with them.
- Reviewing and updating the annual MLRO report with Head of Compliance.
- Assisting the Manager responsible for the compliance monitoring programme in the development and implementation of tests for compliance with the global policies and carrying out tasks set out in the compliance monitoring programme as required.
- Reviewing marketing materials against global marketing regulations.
- Conducting “red flag” screening of advisors appointed to assist with private equity/credit deals.
- Reviewing investment committee papers for identification of conflicts of interest for record-keeping purposes.
- Assisting with analysis and maintenance of the data protection register of processing activities.
- Providing compliance induction training for all new joiners (except US).
- Assisting with annual compliance training including preparing presentation slides, hand-outs, and knowledge questions.
- Assisting with the implementation of new legislation in the UK and Europe.
- Assisting with the development of compliance procedures and policies in accordance with best practice.
- Working as part of the global Compliance team with colleagues based in London and New York as well as Guernsey and Luxembourg.
- Providing ad hoc advice to the business globally.
- Other duties and projects as required from time to time.
EXPERIENCE REQUIRED:
- Practical experience in Compliance in a financial services environment (ideally private equity).
- Substantial proven experience of the financial services industry.
- Educated to degree standard and willing to develop knowledge.
Senior Compliance Associate – Private Equity employer: Compliance Professionals
As a leading global private equity advisory firm located in the vibrant West End, we pride ourselves on fostering a dynamic work culture that values collaboration and innovation. Our employees benefit from comprehensive training programmes, opportunities for professional growth, and a supportive environment that encourages career advancement. Join us to be part of a team that is committed to excellence and making a meaningful impact in the financial services industry.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Associate – Private Equity
✨Tip Number 1
Network like a pro! Reach out to your connections in the private equity space and let them know you're on the hunt for a Senior Compliance Associate role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your compliance knowledge, especially around anti-money laundering and KYC processes. We recommend practising common interview questions and scenarios related to compliance to show you're ready to hit the ground running.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in leaving a positive impression. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Senior Compliance Associate – Private Equity
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Associate role. Highlight your experience in compliance, especially in financial services and private equity. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but impactful – we love a good story!
Showcase Relevant Experience:When detailing your experience, focus on specific examples that relate to the responsibilities listed in the job description. Whether it's conducting KYC or developing compliance procedures, we want to see how you've tackled similar challenges before.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, it shows us you're serious about joining our team at StudySmarter!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of anti-money laundering regulations and compliance practices specific to private equity. Familiarise yourself with the latest legislation in the UK and Europe, as well as any recent changes that might affect the role.
✨Showcase Your Experience
Prepare to discuss your practical experience in compliance within financial services. Be ready to share specific examples of how you've conducted client due diligence or assessed AML risks in previous roles. This will demonstrate your hands-on expertise.
✨Understand the Company Culture
Research the firm’s values and culture. Knowing how they operate and what they prioritise can help you tailor your responses to align with their expectations. It also shows that you're genuinely interested in being part of their team.
✨Prepare Questions
Have a few thoughtful questions ready to ask at the end of the interview. This could be about their compliance monitoring programme or how they handle conflicts of interest. It shows your engagement and helps you assess if the company is the right fit for you.
