Compliance Professionals in London seeks an asset-management compliance professional to join the Private Client team. You will conduct and document Customer Due Diligence for new clients and help oversee ongoing regulatory compliance.
The role covers monitoring UK and US requirements, preparing reports, reviewing promotions, and supporting policy development. You will collaborate with US colleagues, assist in training, and contribute to committee materials.
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Senior Compliance Associate – Asset Management employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
