Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Support compliance for new licenses and advise on regulatory matters for products.
- Company: Join a leading trading platform that's rapidly expanding its business.
- Benefits: Enjoy hybrid working with three days in the office and flexible arrangements.
- Why this job: Be part of a dynamic team shaping compliance in innovative financial services.
- Qualifications: Experience in licensing advisory and regulatory roles in financial services is essential.
- Other info: Lead training sessions and build relationships with regulators while staying ahead of industry changes.
The predicted salary is between 43200 - 72000 £ per year.
THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a Senior Compliance Advisor on a permanent basis. This will be a hybrid working role, with 3 days in the office per week.
THE RESPONSIBILITIES:
- Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
- Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
- Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets.
- Identify compliance gaps and recommend mitigation strategies.
- Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
- Monitor changes in regulations, laws, and industry best practices across key jurisdictions.
- Provide regular updates and insights to senior management and relevant stakeholders.
- Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company's operations, products, and services.
- Lead compliance training sessions for internal teams on regulatory requirements and best practices.
- Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.
EXPERIENCE REQUIRED:
- Must have Licensing advisory, New product development experience.
- Solid experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
- In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
- Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
- Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.
Senior Compliance Advisor (Licencing, New product development) employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor (Licencing, New product development)
✨Tip Number 1
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as MiFID II and GDPR. Understanding these regulations will not only help you in interviews but also demonstrate your commitment to compliance in the financial services industry.
✨Tip Number 2
Network with professionals in the compliance and regulatory advisory space. Attend industry events or webinars where you can meet people who work in similar roles. This can provide you with insights into the latest trends and challenges in compliance, which you can discuss during your interview.
✨Tip Number 3
Prepare to discuss real-world examples of how you've identified compliance gaps and implemented mitigation strategies in previous roles. Being able to articulate your experience in a practical context will set you apart from other candidates.
✨Tip Number 4
Research the company’s recent product launches and any regulatory challenges they may have faced. Showing that you understand their business and the compliance landscape will demonstrate your proactive approach and genuine interest in the role.
We think you need these skills to ace Senior Compliance Advisor (Licencing, New product development)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in licensing advisory and new product development. Use specific examples that demonstrate your understanding of regulatory frameworks like MiFID II and GDPR.
Craft a Compelling Cover Letter: In your cover letter, explain why you are the perfect fit for the Senior Compliance Advisor role. Mention your solid experience in compliance within the financial services industry and how you can contribute to the company's growth.
Showcase Relevant Skills: Emphasise your ability to identify compliance gaps and recommend mitigation strategies. Highlight your experience working with legal and product teams to ensure compliance is integrated into new developments.
Research the Company: Familiarise yourself with the trading platform's operations and recent developments. Understanding their business model will help you tailor your application and show your genuine interest in the role.
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Familiarise yourself with the key regulations relevant to the role, such as MiFID II, GDPR, and PSD2. Be prepared to discuss how these regulations impact compliance in new product development and licensing.
✨Demonstrate Your Experience
Highlight your previous experience in compliance or regulatory advisory roles, especially within financial services. Use specific examples to illustrate how you've successfully navigated complex regulatory issues.
✨Showcase Your Collaboration Skills
Emphasise your ability to work closely with cross-functional teams, including legal, product, and business development. Prepare examples of how you've integrated compliance considerations into product development processes.
✨Stay Updated on Industry Changes
Research recent changes in regulations and industry best practices. Be ready to discuss how you keep informed about evolving regulatory requirements and how this knowledge can benefit the company.
