Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Join us as a Regulatory Consultant, managing client engagements and supporting business development.
- Company: We're a global leader in financial services risk and regulatory advisory, helping clients navigate compliance.
- Benefits: Enjoy flexible working options, professional development opportunities, and a vibrant team culture.
- Why this job: Make an impact in a dynamic field while building your network and expertise in regulatory compliance.
- Qualifications: Prior experience in regulatory consulting is essential; strong communication and analytical skills are a must.
- Other info: This role offers a chance to work with diverse clients, from startups to established institutions.
The predicted salary is between 36000 - 60000 £ per year.
About the Role: This role offers an exciting opportunity to contribute to the development of a growing Financial Services regulatory compliance practice. You will support the delivery of specialist regulatory advisory services to a diverse range of clients in the UK and internationally. As a Regulatory Consultant, you will assist the Financial Services Regulatory team in business development initiatives and client engagements, ensuring services are delivered in line with established methodologies and risk management objectives.
Key Responsibilities:
- Managing the client engagement lifecycle effectively.
- Assisting with the preparation of tender documents and proposals to secure new business.
- Supporting market research, new proposition design, go-to-market strategies, and thought leadership to strengthen the brand.
- Conducting regulatory horizon scanning to stay ahead of industry changes.
- Aiding engagement managers with the day-to-day delivery of client engagement activities.
- Acting as an ambassador for the firm and building a strong network within the industry.
About the Company and Department: The firm is a global professional services provider with a strong presence in financial services risk and regulatory advisory. Its Risk Assurance team offers a range of services, including assurance reviews, outsourced internal audits, due diligence, compliance reviews, and staff augmentation. The firm also conducts regulatory reviews on behalf of financial regulators. The Financial Services Risk and Regulation team specializes in providing expert regulatory advice to financial services firms, supporting them in achieving compliance and effectively managing risk in line with evolving regulatory requirements. The client base is diverse, ranging from emerging challenger firms to well-established financial institutions, both in the UK and globally.
Key Areas of Focus:
- Conduct risk
- Financial crime compliance
- Payment services regulations
- Governance, including SM&CR and effectiveness reviews
- Compliance monitoring
- Regulatory due diligence
- Training delivery
- Target Operating Model design
- Regulatory gap analysis
Responsibilities in Business Development: You will play an active role in:
- Supporting business development activities
- Developing service propositions and contributing to tender responses
- Assisting with tender/pitch presentations
- Creating materials for seminars and industry events on key regulatory topics
Responsibilities in Client Delivery: You will be responsible for delivering high-quality client work, including:
- Managing client projects and engagements
- Engaging with stakeholders and building strong client relationships
- Conducting structured document reviews and gap analyses against regulatory requirements
- Leading client interviews and process walk-throughs
- Developing solutions, drafting reports, and providing actionable recommendations
- Conducting quality assurance reviews of client work
- Ensuring work meets professional and regulatory standards
About You – The Ideal Candidate: We are looking for a driven and ambitious professional who is eager to contribute to the growth of the regulatory practice. The ideal candidate will have:
- Prior experience of working in a regulatory consulting business (essential).
- A proactive and adaptable approach in a fast-paced environment
- Strong attention to detail and analytical thinking
- A willingness to learn and expand their regulatory knowledge
- Excellent written and verbal communication skills
- Problem-solving abilities and a pragmatic mindset
- Strong organizational skills and the ability to manage multiple projects
- Experience in a client-facing role with strong relationship management skills
- Familiarity with business development processes, including tenders and proposition design
- A solid understanding of the financial services sector and regulatory landscape
This is a fantastic opportunity for someone seeking to advance their career in regulatory compliance within a dynamic and growing team.
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Consultant – Financial Services Compliance
✨Tip Number 1
Network actively within the financial services sector. Attend industry events, webinars, and conferences to meet professionals in regulatory compliance. Building relationships can lead to referrals and insights about job openings.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in financial services. Subscribe to relevant newsletters and follow key influencers on social media. This knowledge will not only help you in interviews but also demonstrate your commitment to the field.
✨Tip Number 3
Engage with online communities and forums related to regulatory compliance. Participating in discussions can enhance your visibility and connect you with potential employers or mentors who can guide you in your job search.
✨Tip Number 4
Consider reaching out directly to professionals currently working at StudySmarter or similar firms. Informational interviews can provide valuable insights into the company culture and expectations, making you a more informed candidate when applying.
We think you need these skills to ace Regulatory Consultant – Financial Services Compliance
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in regulatory consulting and financial services compliance. Use keywords from the job description to demonstrate your fit for the role.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for regulatory compliance and your understanding of the financial services sector. Mention specific experiences that align with the responsibilities outlined in the job description.
Showcase Your Analytical Skills: In your application, provide examples of how you've used analytical thinking in previous roles. This could include conducting regulatory reviews or managing client projects, which are key aspects of the role.
Highlight Business Development Experience: If you have experience in business development, make sure to include it in your application. Discuss any involvement in preparing tender documents or contributing to pitch presentations, as these are important for this position.
How to prepare for a job interview at Compliance Professionals
✨Showcase Your Regulatory Knowledge
Make sure to brush up on the latest regulatory changes and compliance requirements in the financial services sector. Demonstrating your understanding of current trends and challenges will show that you're proactive and well-informed.
✨Prepare for Client Engagement Scenarios
Think about how you would manage client relationships and engagements. Be ready to discuss past experiences where you've successfully navigated client interactions, as this role heavily involves building strong relationships.
✨Highlight Your Business Development Skills
Since the role involves supporting business development initiatives, prepare examples of how you've contributed to tender documents or proposals in previous roles. This will illustrate your ability to support the firm's growth.
✨Demonstrate Problem-Solving Abilities
Be prepared to discuss specific challenges you've faced in regulatory consulting and how you approached solving them. This will showcase your analytical thinking and pragmatic mindset, which are crucial for this position.
