At a Glance
- Tasks: Support regulatory compliance for diverse clients and manage client engagement lifecycle.
- Company: Global professional services provider in financial services risk and regulatory advisory.
- Benefits: Competitive salary, career growth, and opportunities to work on impactful projects.
- Other info: Fast-paced environment with opportunities for learning and development.
- Why this job: Join a dynamic team and make a real difference in regulatory compliance.
- Qualifications: Experience in regulatory consulting, strong analytical skills, and excellent communication.
The predicted salary is between 36000 - 60000 £ per year.
About the Role: This role offers an exciting opportunity to contribute to the development of a growing Financial Services regulatory compliance practice. You will support the delivery of specialist regulatory advisory services to a diverse range of clients in the UK and internationally. As a Regulatory Consultant, you will assist the Financial Services Regulatory team in business development initiatives and client engagements, ensuring services are delivered in line with established methodologies and risk management objectives.
Key Responsibilities:
- Managing the client engagement lifecycle effectively.
- Assisting with the preparation of tender documents and proposals to secure new business.
- Supporting market research, new proposition design, go-to-market strategies, and thought leadership to strengthen the brand.
- Conducting regulatory horizon scanning to stay ahead of industry changes.
- Aiding engagement managers with the day-to-day delivery of client engagement activities.
- Acting as an ambassador for the firm and building a strong network within the industry.
About the Company and Department: The firm is a global professional services provider with a strong presence in financial services risk and regulatory advisory. Its Risk Assurance team offers a range of services, including assurance reviews, outsourced internal audits, due diligence, compliance reviews, and staff augmentation. The firm also conducts regulatory reviews on behalf of financial regulators. The Financial Services Risk and Regulation team specializes in providing expert regulatory advice to financial services firms, supporting them in achieving compliance and effectively managing risk in line with evolving regulatory requirements.
Key Areas of Focus:
- Conduct risk
- Financial crime compliance
- Payment services regulations
- Governance, including SM&CR and effectiveness reviews
- Compliance monitoring
- Regulatory due diligence
- Training delivery
- Target Operating Model design
- Regulatory gap analysis
Responsibilities in Business Development: You will play an active role in:
- Supporting business development activities
- Developing service propositions and contributing to tender responses
- Assisting with tender/pitch presentations
- Creating materials for seminars and industry events on key regulatory topics
Responsibilities in Client Delivery: You will be responsible for delivering high-quality client work, including:
- Managing client projects and engagements
- Engaging with stakeholders and building strong client relationships
- Conducting structured document reviews and gap analyses against regulatory requirements
- Leading client interviews and process walk-throughs
- Developing solutions, drafting reports, and providing actionable recommendations
- Conducting quality assurance reviews of client work
- Ensuring work meets professional and regulatory standards
About You – The Ideal Candidate We are looking for a driven and ambitious professional who is eager to contribute to the growth of the regulatory practice. The ideal candidate will have:
- Prior experience of working in a regulatory consulting business (essential).
- A proactive and adaptable approach in a fast-paced environment
- Strong attention to detail and analytical thinking
- A willingness to learn and expand their regulatory knowledge
- Excellent written and verbal communication skills
- Problem-solving abilities and a pragmatic mindset
- Strong organizational skills and the ability to manage multiple projects
- Experience in a client-facing role with strong relationship management skills
- Familiarity with business development processes, including tenders and proposition design
- A solid understanding of the financial services sector and regulatory landscape
This is a fantastic opportunity for someone seeking to advance their career in regulatory compliance within a dynamic and growing team.
Regulatory Consultant – Financial Services Compliance in City of London employer: Compliance Professionals
Join a leading global professional services provider renowned for its commitment to excellence in financial services regulatory compliance. Our collaborative work culture fosters innovation and personal growth, offering extensive training and development opportunities to help you thrive in your career. With a strong emphasis on client engagement and industry leadership, this role not only allows you to make a meaningful impact but also positions you at the forefront of evolving regulatory landscapes in a dynamic environment.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consultant – Financial Services Compliance in City of London
✨Network Like a Pro
Get out there and connect with industry professionals! Attend events, webinars, and meetups related to financial services compliance. Building relationships can lead to job opportunities that aren't even advertised.
✨Show Off Your Expertise
Create content that showcases your knowledge in regulatory compliance. Write articles or share insights on platforms like LinkedIn. This not only positions you as a thought leader but also attracts potential employers to you.
✨Tailor Your Approach
When reaching out to potential employers, make sure to tailor your message to their specific needs. Highlight how your skills align with their business development goals and client engagement strategies. Personalisation goes a long way!
✨Apply Through Our Website
Don’t forget to check out our website for the latest job openings! Applying directly through our site gives you a better chance of being noticed by hiring managers who are looking for passionate candidates like us.
We think you need these skills to ace Regulatory Consultant – Financial Services Compliance in City of London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Regulatory Consultant role. Highlight your relevant experience in regulatory consulting and showcase how your skills align with the responsibilities mentioned in the job description.
Showcase Your Communication Skills:Since excellent written communication is key for this role, ensure your application is clear, concise, and free of errors. Use professional language but keep it engaging – we want to see your personality shine through!
Demonstrate Your Industry Knowledge:In your application, mention any specific knowledge you have about financial services regulations or recent industry changes. This shows us that you're proactive and genuinely interested in the field.
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way to ensure your application gets into the right hands and allows us to process it efficiently!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on the latest financial services regulations and compliance requirements. Being able to discuss recent changes or trends in the regulatory landscape will show your expertise and enthusiasm for the role.
✨Prepare for Client Scenarios
Think about potential client scenarios you might encounter in this role. Prepare examples of how you've managed client engagements or handled regulatory challenges in the past. This will demonstrate your practical experience and problem-solving skills.
✨Showcase Your Communication Skills
Since this role involves a lot of client interaction, practice articulating your thoughts clearly and confidently. You might even want to prepare a short presentation on a relevant regulatory topic to showcase your communication prowess during the interview.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's approach to regulatory compliance and business development. This not only shows your interest in the role but also helps you gauge if the company aligns with your career goals.
