At a Glance
- Tasks: Support regulatory compliance for diverse clients and manage client engagement lifecycle.
- Company: Global professional services provider in financial services risk and regulatory advisory.
- Benefits: Competitive salary, career growth, and opportunities to work on impactful projects.
- Other info: Fast-paced environment with opportunities for learning and development.
- Why this job: Join a dynamic team and make a real difference in regulatory compliance.
- Qualifications: Experience in regulatory consulting, strong analytical skills, and excellent communication.
The predicted salary is between 36000 - 60000 £ per year.
About the Role: This role offers an exciting opportunity to contribute to the development of a growing Financial Services regulatory compliance practice. You will support the delivery of specialist regulatory advisory services to a diverse range of clients in the UK and internationally. As a Regulatory Consultant, you will assist the Financial Services Regulatory team in business development initiatives and client engagements, ensuring services are delivered in line with established methodologies and risk management objectives.
Key Responsibilities:
- Managing the client engagement lifecycle effectively.
- Assisting with the preparation of tender documents and proposals to secure new business.
- Supporting market research, new proposition design, go-to-market strategies, and thought leadership to strengthen the brand.
- Conducting regulatory horizon scanning to stay ahead of industry changes.
- Aiding engagement managers with the day-to-day delivery of client engagement activities.
- Acting as an ambassador for the firm and building a strong network within the industry.
About the Company and Department: The firm is a global professional services provider with a strong presence in financial services risk and regulatory advisory. Its Risk Assurance team offers a range of services, including assurance reviews, outsourced internal audits, due diligence, compliance reviews, and staff augmentation. The firm also conducts regulatory reviews on behalf of financial regulators. The Financial Services Risk and Regulation team specializes in providing expert regulatory advice to financial services firms, supporting them in achieving compliance and effectively managing risk in line with evolving regulatory requirements.
Key Areas of Focus:
- Conduct risk
- Financial crime compliance
- Payment services regulations
- Governance, including SM&CR and effectiveness reviews
- Compliance monitoring
- Regulatory due diligence
- Training delivery
- Target Operating Model design
- Regulatory gap analysis
Responsibilities in Business Development: You will play an active role in:
- Supporting business development activities
- Developing service propositions and contributing to tender responses
- Assisting with tender/pitch presentations
- Creating materials for seminars and industry events on key regulatory topics
Responsibilities in Client Delivery: You will be responsible for delivering high-quality client work, including:
- Managing client projects and engagements
- Engaging with stakeholders and building strong client relationships
- Conducting structured document reviews and gap analyses against regulatory requirements
- Leading client interviews and process walk-throughs
- Developing solutions, drafting reports, and providing actionable recommendations
- Conducting quality assurance reviews of client work
- Ensuring work meets professional and regulatory standards
About You – The Ideal Candidate We are looking for a driven and ambitious professional who is eager to contribute to the growth of the regulatory practice. The ideal candidate will have:
- Prior experience of working in a regulatory consulting business (essential).
- A proactive and adaptable approach in a fast-paced environment
- Strong attention to detail and analytical thinking
- A willingness to learn and expand their regulatory knowledge
- Excellent written and verbal communication skills
- Problem-solving abilities and a pragmatic mindset
- Strong organizational skills and the ability to manage multiple projects
- Experience in a client-facing role with strong relationship management skills
- Familiarity with business development processes, including tenders and proposition design
- A solid understanding of the financial services sector and regulatory landscape
This is a fantastic opportunity for someone seeking to advance their career in regulatory compliance within a dynamic and growing team.
Regulatory Consultant – Financial Services Compliance in City of London employer: Compliance Professionals
Join a leading global professional services provider renowned for its commitment to excellence in financial services regulatory compliance. Our collaborative work culture fosters innovation and personal growth, offering extensive training and development opportunities to help you thrive in your career. With a strong emphasis on client engagement and industry leadership, this role not only allows you to make a meaningful impact but also positions you at the forefront of evolving regulatory landscapes in a dynamic environment.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Consultant – Financial Services Compliance in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Compliance Professionals looking for candidates who are engaged and informed.
We think you need these skills to ace Regulatory Consultant – Financial Services Compliance in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Compliance Professionals. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Compliance Professionals
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Compliance Professionals’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
