Compliance Professionals is seeking a dedicated compliance professional to join a full-service investment brokerage. You will review regulation requests, perform EMIR/MiFIR transaction reporting tasks, and assist with KYC audits and compliance monitoring in a fast-paced environment in London.
You will work four days a week in the office, applying regulatory knowledge to stay ahead of evolving rules, and support reporting to Exchanges and regulators.
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Regulatory Compliance Analyst – Reporting & Audits employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
