Monitoring and Compliance Officer (Planning)

Our client is an international bank. They are a leading provider of Trade Finance, Corporate & Institutional Banking.

Conduct and execute Bank wide risk based Compliance Monitoring Plan for Regulatory Compliance
Provide support when needed in order to conduct and execute the Compliance Monitoring Plan for Financial Crime
Maintain and update Bank wide risk based Compliance Monitoring Plan and suggest additions and amendments as required
Develop management information for all monitoring tests and reports
Conduct cyclical thematic monitoring reviews across business lines and support areas
Conduct periodic business / desk reviews as required
Some planning and co-ordinatation of monitoring oversight of subsidiary compliance monitoring plan
Act as subject matter expert across the Bank for all compliance monitoring issues
Support compliance officers on relevant monitoring issues
Help to develop, review, update and communicate Compliance Policies and Procedures, with specific emphasis on monitoring, to enable the Business and the Bank to comply with all applicable regulations and requirements and operate within the Bank’s Risk Appetite
Assist with any compliance monitoring specific investigations on behalf of regulatory and other competent authorities and Senior Management of the Bank
Participate in key projects which develop and enhance the overall monitoring capability of Compliance.

Previous experience of working as part of a Monitoring / Testing / Quality Assurance or Internal Audit function within a Wholesale / Corporate Banking (preferable) or Investment Banking institution
Previous monitoring or quality assurance experience
Understanding of the compliance framework and regulatory landscape
Understanding of the legislative and regulatory environment for the Business
Compliance qualification desirable