Compliance Professionals in the United Kingdom is seeking a Surveillance Officer to assist with trade surveillance, monitoring voice and electronic communications related to trading and broking activities.
You will review alerts, identify potential market abuse, calibrate monitoring systems, and produce management information. The role supports regulatory engagements and risk assessments within a dynamic brokerage environment.
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Market Surveillance & Compliance Analyst employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
