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- Tasks: Lead compliance strategies and ensure adherence to regulations in a dynamic brokerage environment.
- Company: A growing brokerage firm in Greater London with a focus on innovation.
- Benefits: Competitive salary, professional development, and the chance to shape compliance practices.
- Why this job: Make a real impact by guiding senior stakeholders in a fast-paced industry.
- Qualifications: Ten years of experience in compliance within investment firms and strong regulatory knowledge.
- Other info: Opportunity for career advancement in a supportive and collaborative culture.
The predicted salary is between 48000 - 72000 £ per year.
A growing brokerage firm in Greater London is seeking an experienced Compliance Officer/MLRO. This role requires ten years of relevant experience in a wholesale brokerage investment firm or investment banking firm, with a strong understanding of UK, EU, and global regulations.
The successful candidate will provide regulatory advice, develop compliance frameworks, and ensure proper training for employees. This is a great opportunity for a commercially minded professional looking to influence and guide senior stakeholders.
Strategic Compliance & MLRO Leader in London employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Strategic Compliance & MLRO Leader in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and finance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Showcase your expertise! Prepare a portfolio that highlights your experience with compliance frameworks and regulatory advice. This will help you stand out when chatting with hiring managers.
✨Tip Number 3
Practice your pitch! Be ready to discuss how your ten years of experience can benefit the brokerage firm. Tailor your conversation to show how you can influence and guide senior stakeholders effectively.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities, and applying directly can give you an edge. Plus, it’s super easy to keep track of your applications!
We think you need these skills to ace Strategic Compliance & MLRO Leader in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your ten years of experience in compliance and MLRO roles. We want to see how your background aligns with the needs of a growing brokerage firm like ours.
Showcase Your Regulatory Knowledge: In your application, emphasise your understanding of UK, EU, and global regulations. We’re looking for someone who can navigate these complexities, so don’t hold back on showcasing your expertise!
Highlight Your Leadership Skills: Since this role involves guiding senior stakeholders, make sure to include examples of how you've influenced decision-making in previous positions. We love seeing candidates who can lead and inspire others.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on UK, EU, and global regulations relevant to the brokerage industry. Being able to discuss specific regulations and how they impact the firm will show that you're not just knowledgeable but also proactive in your approach.
✨Showcase Your Experience
With ten years of experience required, be ready to share specific examples from your past roles. Highlight situations where you developed compliance frameworks or provided regulatory advice, and explain the outcomes. This will demonstrate your capability and confidence.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance challenges. Practise articulating your thought process and decision-making skills. This will help you convey your strategic mindset and ability to influence senior stakeholders effectively.
✨Engage with the Interviewers
Don’t forget that interviews are a two-way street! Prepare thoughtful questions about the firm's compliance culture and future challenges. This shows your genuine interest in the role and helps you assess if the company aligns with your values.
