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For Companies At a Glance
- Tasks: Advise on compliance, conduct audits, and manage regulatory requests in investment management.
- Company: Leading asset management firm in Greater London with a collaborative culture.
- Benefits: Competitive salary and the chance to work with key stakeholders.
- Why this job: Make a real impact by improving compliance controls in a dynamic environment.
- Qualifications: Operational compliance experience and strong knowledge of compliance monitoring techniques.
- Other info: Opportunity for professional growth in a supportive team.
The predicted salary is between 43200 - 72000 £ per year.
A leading asset management firm in Greater London is looking for a Risk and Compliance Specialist to provide consultancy and improve compliance controls. The ideal candidate will have operational compliance experience within the investment management sector.
Responsibilities include:
- Advising business areas
- Conducting compliance audits
- Managing regulatory requests
Strong knowledge of compliance monitoring techniques and proficiency in Microsoft Office are required. This role offers the opportunity to work in a collaborative environment with key stakeholders.
Senior Risk & Compliance Advisor – Investment Management in London employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Risk & Compliance Advisor – Investment Management in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the investment management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a role that’s perfect for you.
✨Tip Number 2
Prepare for interviews by brushing up on compliance monitoring techniques and regulatory frameworks. We recommend doing mock interviews with friends or using online resources to get comfortable discussing your operational compliance experience.
✨Tip Number 3
Showcase your skills! When you get the chance to meet potential employers, make sure to highlight your proficiency in Microsoft Office and how it has helped you in previous roles. Real-life examples can make a big impact!
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities that might just be the right fit for you. Plus, applying directly can sometimes give you an edge over other candidates.
We think you need these skills to ace Senior Risk & Compliance Advisor – Investment Management in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your operational compliance experience specifically within the investment management sector. We want to see how your skills align with the responsibilities mentioned in the job description.
Showcase Your Skills: Don’t forget to emphasise your knowledge of compliance monitoring techniques and your proficiency in Microsoft Office. These are key skills we’re looking for, so make them stand out!
Be Clear and Concise: When writing your application, keep it clear and to the point. We appreciate straightforward communication, especially when it comes to your experience and how you can contribute to our team.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss any important updates from us during the process.
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your operational compliance knowledge, especially within the investment management sector. Be ready to discuss specific compliance monitoring techniques and how you've applied them in past roles.
✨Showcase Your Consultancy Skills
Prepare examples of how you've successfully advised business areas on compliance matters. Think about situations where your advice led to improved controls or processes, and be ready to share these stories during the interview.
✨Be Audit-Ready
Since conducting compliance audits is part of the role, think about your experience with audits. Prepare to discuss your approach to auditing and any challenges you've faced, along with how you overcame them.
✨Get Comfortable with Microsoft Office
Proficiency in Microsoft Office is a must, so make sure you're familiar with tools like Excel for data analysis and PowerPoint for presentations. Consider preparing a quick demo or example of how you've used these tools effectively in your previous roles.
