At a Glance
- Tasks: Support anti-money laundering compliance and conduct client due diligence in private equity deals.
- Company: Leading global private equity advisory firm based in the West End.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborate with teams across London, New York, Guernsey, and Luxembourg.
- Why this job: Join a global team and make a real impact in compliance and financial services.
- Qualifications: Experience in compliance within financial services, preferably in private equity.
The predicted salary is between 60000 - 80000 € per year.
Our client is a leading global private equity advisory firm based in the West End. This role will report directly to the Head of Compliance.
- Assisting in the development and implementation of the anti-money laundering compliance programme for the investment advisor.
- Conducting client due diligence/KYC on the relevant parties in the private equity/credit deals undertaken by the Business as well as assessing the AML and reputational risks associated with them.
- Reviewing and updating the annual MLRO report with Head of Compliance.
- Assisting the Manager responsible for the compliance monitoring programme in the development and implementation of tests for compliance with the global policies and carrying out tasks set out in the compliance monitoring programme as required.
- Conducting “red flag” screening of advisors appointed to assist with private equity/credit deals.
- Assisting with analysis and maintenance of the data protection register of processing activities.
- Providing compliance induction training for all new joiners (except US).
- Assisting with annual compliance training including preparing presentation slides, hand-outs, and knowledge questions.
- Assisting with the implementation of new legislation in the UK and Europe.
- Assisting with the development of compliance procedures and policies in accordance with best practice.
- Working as part of the global Compliance team with colleagues based in London and New York as well as Guernsey and Luxembourg.
- Providing ad hoc advice to the business globally.
- Other duties and projects as required from time to time.
Practical experience in Compliance in a financial services environment (ideally private equity). Substantial proven experience of the financial services industry.
Senior Regulatory Policy Specialist in London employer: Compliance Professionals
As a leading global private equity advisory firm located in the vibrant West End, we pride ourselves on fostering a dynamic work culture that values collaboration and innovation. Our employees benefit from comprehensive training programmes, opportunities for professional growth, and the chance to work alongside industry experts in a supportive environment. Join us to be part of a team that is committed to excellence and making a meaningful impact in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Regulatory Policy Specialist in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of anti-money laundering regulations and compliance best practices. We recommend creating a cheat sheet with key points to discuss, so you can impress the hiring team.
✨Tip Number 3
Showcase your practical experience! Be ready to share specific examples from your past roles that highlight your skills in compliance monitoring and client due diligence. Real-life stories resonate well with interviewers.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Regulatory Policy Specialist in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Regulatory Policy Specialist role. Highlight your experience in compliance, especially in financial services and private equity. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for our team. Mention specific experiences that relate to anti-money laundering compliance and client due diligence, as these are key aspects of the role.
Showcase Your Compliance Knowledge:In your application, don’t forget to showcase your understanding of compliance policies and procedures. We’re keen on candidates who can demonstrate their knowledge of AML regulations and data protection practices relevant to the industry.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you get all the updates directly from us. Plus, it’s super easy!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of anti-money laundering regulations and compliance practices. Familiarise yourself with the specific challenges faced in private equity and credit deals, as this will show that you're not just a generalist but someone who understands the nuances of the industry.
✨Prepare for Scenario Questions
Expect to be asked about real-life scenarios related to compliance monitoring and risk assessment. Think of examples from your past experience where you successfully navigated compliance issues or implemented effective policies. This will demonstrate your practical experience and problem-solving skills.
✨Showcase Your Team Spirit
Since this role involves working closely with global teams, be ready to discuss how you've collaborated with colleagues across different locations. Highlight any experience you have in training new joiners or working on compliance projects with international teams, as this will show your ability to work well in a diverse environment.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the firm's approach to implementing new legislation or how they handle compliance training. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values.
