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- Tasks: Lead financial crime prevention and compliance for a boutique wholesale bank.
- Company: Join a dynamic boutique wholesale bank with a focus on compliance.
- Benefits: Competitive salary, professional development, and a collaborative office environment.
- Why this job: Make a real impact in financial crime prevention while working closely with senior executives.
- Qualifications: Extensive AML experience and strong knowledge of UK financial crime regulations required.
- Other info: 5-day office role with opportunities for career advancement.
The predicted salary is between 48000 - 72000 £ per year.
THE COMPANY: We are working with a boutique wholesale bank who are looking for a Senior AML/Compliance Officer & DMLRO. Due to the size of the firm, it is a 5-day office based role.
THE RESPONSIBILITIES:
- Have responsibility for the review of Branch's financial crime prevention policies and procedures.
- To ensure the branch complies with its statutory obligations, as required under UK legislation, UK's financial regulations (FCA and PRA Guidelines), JMLSG Guidelines and FATF recommendations.
- To have an oversight responsibility for Sanctions, and Financial Crime in the London Branch.
- To ensure financial crime prevention oversight including Anti-Money Laundering (AML), countering the financing of Terrorism (CFT), and Anti-Bribery and Corruption (ABC) for business lines.
- Manage and develop robust branch-wide Financial Crime Risk framework is in place.
- To be responsible for oversight and coordination of manual and system generated alerts, including: Screening of Sanctions, SARs, transactions, PEPs and adverse media with the help of AML tools.
- To provide Financial Crime Risk advice, mandatory training and guidance to the Senior Management and all staff and to relevant officials at the head office as appropriate.
- To ensure that changes required to policies as a result of any new AML laws, rules, regulations internal policies and guidance are implemented.
- To oversee Financial Crime Prevention Monitoring reviews for Fraud Prevention and Sanctions Compliance.
- To exercise oversight of Financial Crime Risk compliance testing in accordance with local regulation including Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) sanctions, training, Suspicious Activity Reports (SARs) as appropriate.
- To produce monthly reports including Management Information to the CE (SMF-19) and AMLC outlining the adequacy of Financial Crime Risk prevention systems and controls.
EXPERIENCE REQUIRED:
- Must be able to work 5 days in City office.
- Have significant experience of delivering high quality anti-money laundering support for a Bank sector in the UK, with day-to-day interaction with senior executives.
- Demonstrate strong technical skills in UK financial crime law and regulation and a solid understanding and working knowledge of financial crime risk and responsibilities.
- Demonstrate reasonable awareness of relevant regulation and law across centers in which the corporate clients operate.
- Be able to demonstrate proven depth in the core areas of Financial Crime, and be able to quickly apply a combination of technical and commercial thinking to any business issue.
- Experience of working with stakeholders at Board/ExCo level.
Senior AML/Compliance Officer & DMLRO (6-12 month FTC) in London employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior AML/Compliance Officer & DMLRO (6-12 month FTC) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their financial crime policies and recent news. This will help you tailor your answers and show that you’re genuinely interested in the role.
✨Tip Number 3
Practice common interview questions related to AML and compliance. Think about how your experience aligns with the responsibilities listed in the job description. We want you to feel confident and ready to impress!
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can go a long way in keeping you top of mind. Plus, it shows your enthusiasm for the position. And remember, apply through our website for the best chance!
We think you need these skills to ace Senior AML/Compliance Officer & DMLRO (6-12 month FTC) in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior AML/Compliance Officer role. Highlight your experience in financial crime prevention and compliance, especially any work with UK regulations. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for this role. Share specific examples of your past experiences that relate to the responsibilities listed in the job description. We love a good story that showcases your expertise!
Showcase Your Technical Skills: Since this role requires strong technical skills in UK financial crime law, make sure to mention any relevant qualifications or certifications you have. We want to know how you can bring your knowledge to our team and help us stay compliant.
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it gives you a chance to explore more about our company culture and values.
How to prepare for a job interview at Compliance Professionals
✨Know Your AML Inside Out
Make sure you brush up on your knowledge of UK financial crime laws and regulations. Be prepared to discuss specific cases or scenarios where you've applied your expertise in AML, CFT, and ABC. This will show that you not only understand the theory but can also implement it effectively.
✨Showcase Your Stakeholder Management Skills
Since this role involves interaction with senior executives, be ready to share examples of how you've successfully communicated complex compliance issues to stakeholders at a high level. Highlight any experience you have in managing relationships and influencing decisions within a corporate environment.
✨Demonstrate Your Problem-Solving Abilities
Prepare to discuss how you've tackled challenges in financial crime prevention. Think of specific instances where you identified a risk and implemented a solution. This will illustrate your ability to think critically and act decisively in high-pressure situations.
✨Be Ready for Scenario-Based Questions
Expect questions that put you in hypothetical situations related to financial crime risks. Practice articulating your thought process and decision-making steps clearly. This will help the interviewers see how you approach real-world problems and your readiness for the role.
