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- Tasks: Ensure compliance with FCA regulations and manage complaints in a dynamic brokerage environment.
- Company: Established London-based brokerage firm with a strong reputation.
- Benefits: Flexible part-time hours, competitive pay, and the chance to shape compliance practices.
- Why this job: Join a dynamic team and make a real impact on compliance oversight.
- Qualifications: Over 7 years of experience in regulatory law or enforcement required.
- Other info: Work up to 2 days a week in a collaborative and supportive atmosphere.
The predicted salary is between 60000 - 80000 £ per year.
A well-established London-based brokerage firm is seeking an experienced SMF16 (Compliance Oversight) on a part-time basis. The role, requiring up to 2 days per week, involves ensuring compliance with FCA regulations, managing complaints, and liaising with exchanges.
Ideal candidates will have over 7 years of experience in regulatory law or enforcement and possess strong communication and computer skills. This role offers a unique opportunity to shape compliance in a dynamic environment.
Part-Time SMF16 Compliance Lead in London employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Part-Time SMF16 Compliance Lead in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the lookout for opportunities. You never know who might have a lead or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance culture. Think about how your 7+ years of experience can add value to their team and be ready to share specific examples.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, it’s a great way to show your enthusiasm for joining our team.
We think you need these skills to ace Part-Time SMF16 Compliance Lead in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory law and compliance oversight. We want to see how your skills align with the SMF16 role, so don’t be shy about showcasing your relevant achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this part-time position. We love seeing candidates who can communicate their passion for compliance and how they can contribute to our dynamic environment.
Showcase Your Communication Skills: Since strong communication is key for this role, make sure your application reflects that. Whether it’s through clear language in your CV or a well-structured cover letter, we want to see how you articulate your thoughts and ideas.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re proactive and keen to join our team!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on FCA regulations and compliance oversight. Be ready to discuss specific examples from your past experience that demonstrate your understanding of regulatory law and how you've successfully managed compliance issues.
✨Showcase Your Communication Skills
Since this role involves liaising with exchanges and managing complaints, practice articulating your thoughts clearly. Prepare to share instances where your communication skills made a difference in resolving a compliance issue or improving a process.
✨Demonstrate Your Problem-Solving Abilities
Think of scenarios where you've had to tackle complex compliance challenges. Be prepared to explain your thought process and the steps you took to resolve these issues, highlighting your analytical skills and attention to detail.
✨Ask Insightful Questions
Prepare some thoughtful questions about the firm's compliance culture and how they handle regulatory changes. This shows your genuine interest in the role and helps you gauge if the company aligns with your values and work style.