At a Glance
- Tasks: Support compliance team in monitoring regulations and conducting audits.
- Company: Global derivatives broker with a focus on regulatory compliance.
- Benefits: Gain hands-on experience, professional development, and potential career growth.
- Other info: Opportunity to pursue professional qualifications and work in a dynamic environment.
- Why this job: Kickstart your career in finance while making a real impact on compliance.
- Qualifications: Detail-oriented, organised, and strong communication skills required.
The predicted salary is between 25000 - 32000 £ per year.
THE COMPANY
Our client is a global derivatives broker, seeking a motivated and detail-oriented Junior Compliance Analyst to join the team.
This is a great opportunity for someone at the beginning of their career to gain hands‑on experience in regulatory compliance within the financial services industry.
THE RESPONSIBILITIES
- Assist the compliance team in monitoring and ensuring adherence to relevant financial regulations and internal policies.
- Support the review and maintenance of compliance documentation, policies, and procedures.
- Help conduct compliance monitoring reviews and internal audits.
- Assist with onboarding new clients and carrying out due diligence, KYC and AML checks.
- Support the investigation and reporting of potential compliance issues or breaches.
- Maintain accurate compliance records, registers, and logs.
- Assist with regulatory reporting and data collection.
- Monitor regulatory updates and assist in summarising key changes.
- Support compliance training initiatives for employees.
- Work with different departments to promote best compliance practices.
EXPERIENCE REQUIRED
- Strong attention to detail.
- Good organisational and time-management skills.
- Strong written and verbal communication skills.
- Basic understanding of financial services and regulatory environments.
- Proficiency in Microsoft Office (Excel, Word, Power Point).
- Awareness of AML, KYC, FCA regulations, or financial compliance frameworks desirable.
- Internship or work experience in financial services or compliance useful.
- Interest in pursuing professional qualifications (e. g., ICA, CISI, or ACAMS).
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We think you need these skills to ace Junior Compliance Analyst (entry level) in London
Attention to Detail
Organisational Skills
Time Management
Written Communication Skills
Verbal Communication Skills
Understanding of Financial Services
Regulatory Knowledge
