At a Glance
- Tasks: Monitor compliance, assess regulations, and provide training in a dynamic banking environment.
- Company: Join an international banking firm committed to high ethical standards.
- Benefits: Gain valuable experience in compliance with potential for career advancement.
- Other info: This is a 6-month fixed-term contract with opportunities for growth.
- Why this job: Make a real impact by ensuring regulatory compliance and supporting investigations.
- Qualifications: Experience in compliance, strong analytical skills, and proficiency in data analysis.
The predicted salary is between 50000 - 60000 € per year.
THE COMPANY: We have been instructed by an international banking firm in their search for a Compliance Officer. The ideal candidate will have multi-domain expertise across AML, Sanctions, Governance, Data Protection, and Conduct Risk.
THE RESPONSIBILITIES:
- Track and assess regulatory developments
- Update internal policies and procedures
- Deliver targeted training and regulatory guidance
- Execute the Compliance Monitoring Programme (2nd line controls and thematic reviews)
- Conduct in-depth testing of key controls
- Draft clear, actionable Compliance Monitoring and Testing reports
- Provide practical, risk-based recommendations
- Lead and support compliance investigations
- Maintain awareness of emerging risks and regulatory trends
- Translate complex regulatory requirements into practical business guidance
- Ensure advice remains relevant, proportionate, and aligned to business operations
- Escalate material issues to the Head of Compliance in a timely manner
- Provide support and cover for MLRO and DPO responsibilities
- Assist with regulatory reporting requirements
- Support team members and provide cover where required
EXPERIENCE REQUIRED:
- Extensive experience within compliance environment in particular in monitoring and investigation fields
- Good understanding of the FCA/PRA regulatory requirements and culture
- High ethical standards and integrity
- Strong analytical and problem-solving skills
- Good data analysis capability (Excel proficiency expected)
- Strong communication and stakeholder management skills
For further information please contact Natalie Eshelby.
Compliance Officer (6 month FTC) in London employer: Compliance Professionals
As an international banking firm, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee growth and development. Our Compliance Officer role offers a unique opportunity to engage with diverse regulatory challenges while benefiting from comprehensive training programmes and a supportive team environment. Located in a vibrant city, we provide our employees with a stimulating workplace that encourages innovation and collaboration, making us an excellent employer for those seeking meaningful and rewarding careers.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer (6 month FTC) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance field and let them know you're on the hunt for a role. You never know who might have the inside scoop on opportunities or can refer you directly.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, Sanctions, and other key areas mentioned in the job description. We recommend creating a cheat sheet with examples of how you've tackled similar challenges in the past.
✨Tip Number 3
Showcase your analytical skills during interviews! Be ready to discuss specific instances where you've used data analysis to solve compliance issues. This will demonstrate your capability and fit for the role.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take that extra step to engage with us directly.
We think you need these skills to ace Compliance Officer (6 month FTC) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in AML, Sanctions, and Governance, and don’t forget to showcase your analytical skills and understanding of FCA/PRA regulations.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention specific experiences that relate to the responsibilities listed in the job description.
Showcase Your Skills:Don’t just list your skills; demonstrate them! Use examples from your past roles to show how you’ve successfully tracked regulatory developments or conducted compliance investigations.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and get to know you better!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on the FCA/PRA regulatory requirements before your interview. Being able to discuss these regulations confidently will show that you understand the compliance landscape and can navigate it effectively.
✨Showcase Your Analytical Skills
Prepare examples of how you've used your analytical skills in past roles, especially in monitoring and investigations. Be ready to discuss specific situations where your data analysis made a difference, as this is crucial for the Compliance Officer role.
✨Communicate Clearly
Practice articulating complex regulatory concepts in simple terms. The ability to translate intricate regulations into practical business guidance is key, so demonstrate your communication skills by explaining a regulation or compliance issue clearly during the interview.
✨Be Ready for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities. Think about potential compliance issues you might face and how you would handle them. This will help you showcase your critical thinking and risk management skills effectively.
