Compliance Officer in London

Compliance Officer in London

London Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support compliance programmes and provide real-time guidance on regulations.
  • Company: Dynamic hedge fund with a strong compliance culture.
  • Benefits: Competitive salary, professional development, and a collaborative work environment.
  • Why this job: Join a leading firm and make a significant impact on compliance practices.
  • Qualifications: 5-7 years of compliance experience in hedge funds or investment.
  • Other info: Opportunity for career growth in a fast-paced financial environment.

The predicted salary is between 48000 - 72000 £ per year.

THE COMPANY: We are delighted to be working with a long/short equities hedge fund, who are looking for a 2nd in command for their Compliance team.

THE RESPONSIBILITIES:

  • Support the ongoing development of the Firm’s Compliance programme (including market abuse, employee conduct, expert network and ecomms surveillance), focussing on automating controls, updating workflows and systematisation;
  • Provide real‑time guidance and advice to the Firm’s investment and non‑investment team on key European and US rules, regulations and internal policies;
  • Provide support with the interpretation and implementation of new rules/regulation – assessing regulatory risks, regulatory changes and potential impact to the Firm’s business;
  • Support the review of the Firm’s market abuse surveillances, technology and algorithms and related processes covering employee conduct, sanctions and money laundering;
  • Support the review and ongoing development of the Firm’s manuals, policies and training programme that support the strong compliance culture, including delivery of trainings;
  • Support the completion and filing of ongoing regulatory disclosures, reports and statements across jurisdictions.

EXPERIENCE REQUIRED: Minimum of 5-7 years of direct advisory or regulatory compliance experience within a hedge fund, investment.

Compliance Officer in London employer: Compliance Professionals

As a Compliance Officer at our esteemed hedge fund, you will thrive in a dynamic and supportive work environment that prioritises professional growth and development. Our culture fosters collaboration and innovation, offering you the chance to engage with cutting-edge compliance practices while working alongside industry experts in a vibrant financial hub. With a commitment to employee well-being and a focus on automating processes, we provide a unique opportunity to make a meaningful impact in the compliance landscape.
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Contact Detail:

Compliance Professionals Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Officer in London

✨Tip Number 1

Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues. Remember, sometimes it’s not just what you know, but who you know!

✨Tip Number 2

Prepare for interviews by researching the company thoroughly. Understand their compliance culture and recent regulatory changes they might be facing. This will help us tailor our responses and show that we’re genuinely interested in the role.

✨Tip Number 3

Practice makes perfect! Conduct mock interviews with friends or mentors. Focus on articulating your experience in compliance and how it aligns with the firm’s needs. The more comfortable we are, the better we’ll perform when it counts.

✨Tip Number 4

Don’t forget to follow up after interviews! A simple thank-you email can go a long way in keeping us top of mind. It shows our enthusiasm for the position and reinforces our professionalism.

We think you need these skills to ace Compliance Officer in London

Compliance Programme Development
Market Abuse Surveillance
Employee Conduct Monitoring
Ecomms Surveillance
Regulatory Guidance
Risk Assessment
Regulatory Change Implementation
Policy Review and Development
Training Delivery
Regulatory Disclosures
Report Filing
Knowledge of European and US Regulations
Automation of Controls
Workflow Updating
Systematisation

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in regulatory compliance, especially within hedge funds. We want to see how your skills align with our needs!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a perfect fit for our team. Keep it engaging and personal – we love a good story!

Showcase Your Knowledge: In your application, demonstrate your understanding of key European and US regulations. Mention any specific experiences where you've navigated complex compliance issues. This will show us you’re ready to hit the ground running!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy – just a few clicks and you’re done!

How to prepare for a job interview at Compliance Professionals

✨Know Your Compliance Stuff

Make sure you brush up on the latest European and US regulations relevant to hedge funds. Being able to discuss specific rules and how they impact the firm will show that you're not just familiar with compliance, but that you’re genuinely passionate about it.

✨Showcase Your Problem-Solving Skills

Prepare examples of how you've tackled compliance challenges in the past. Whether it’s automating controls or interpreting new regulations, having concrete examples ready will demonstrate your ability to think critically and adapt to changes.

✨Understand the Firm's Culture

Research the hedge fund’s values and compliance culture. Be ready to discuss how you can contribute to their existing compliance programme and enhance their training initiatives. This shows that you’re not just looking for a job, but that you want to be part of their team.

✨Ask Insightful Questions

Prepare thoughtful questions about the firm’s compliance strategies and future challenges. This not only shows your interest in the role but also gives you a chance to assess if the firm aligns with your career goals.

Compliance Officer in London
Compliance Professionals
Location: London
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