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- Tasks: Lead compliance initiatives and ensure adherence to banking regulations.
- Company: International banking organisation based in the City.
- Benefits: Competitive salary, career development, and a dynamic work environment.
- Why this job: Make a real impact in compliance while working in a fast-paced banking sector.
- Qualifications: Strong compliance experience in banking and knowledge of UK regulations.
- Other info: Opportunity for growth and involvement in exciting projects.
The predicted salary is between 36000 - 60000 £ per year.
Our client is an international banking organisation based in the City. They are looking for a Compliance Manager to join the Business on a permanent basis.
THE RESPONSIBILITIES:
- Deputise for the Head of Compliance and MLRO as required
- Assist in the design, implementation, and maintenance of annual monitoring programmes
- Monitor and report on the business' compliance with prevailing regulation and legislation
- Carry out annual reviews of the Consumer Duty framework.
- Conduct annual policy reviews of Compliance owned Policies
- Provide advice to the business with regard to Compliance
- Ensure procedures, systems and controls are up to date, are effective and comply with the relevant regulations.
- Monitor and manage regulatory and industry changes and evaluate the impact of such changes
- Develop KPI's and other relevant MI
- Assist with drafting reports to senior management and Board committees.
- Ensure regulatory reporting is accurate and timely.
- When required, support compliance related projects
- Contribute to the Compliance team responsibilities for the development of New Products or changes to existing products.
- Assist with Compliance remediation and other ad-hoc projects.
- Assist with the review and sign-off of Financial Promotions.
- Devise and deliver Compliance to 1st line teams as required.
- Arrange meetings, including obtaining reports, disseminating these, producing minutes of meetings, and overseeing an action tracker.
- To support project related assignments.
EXPERIENCE REQUIRED:
- Strong experience in Compliance and Banking from a regulatory compliance perspective
- Experience of working in a Retail banking environment - with a knowledge of consumer duty
- Relevant recognised Compliance and Financial Crime qualifications desirable.
- Very good knowledge of UK FCA/PRA regulatory obligations and some knowledge of UK AML and Terrorist Finance regulatory framework.
- A good understanding of retail banking products and relevant regulations
- Strong communication and report writing skills
For further information please contact Natalie Eshelby.
Compliance Manager in London employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK FCA/PRA regulations. Be ready to discuss how your experience aligns with the responsibilities of a Compliance Manager. Show them you’re not just a fit, but the perfect fit!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It keeps you on their radar and shows your enthusiasm for the role.
✨Tip Number 4
Check out our website for the latest job openings! We regularly update our listings, so you’ll want to stay in the loop. Applying through us gives you a better chance to stand out!
We think you need these skills to ace Compliance Manager in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance and banking, especially any relevant qualifications or projects you've worked on that align with the job description.
Showcase Your Skills: In your cover letter, emphasise your strong communication and report writing skills. Give examples of how you've effectively communicated compliance issues or changes in regulations in previous roles.
Be Specific About Experience: When detailing your experience, be specific about your knowledge of UK FCA/PRA obligations and any experience you have in retail banking. This will show us that you understand the regulatory landscape and can hit the ground running.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen to join our team!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on the UK FCA/PRA regulatory obligations and the UK AML and Terrorist Finance framework. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you’re ready to tackle the challenges head-on.
✨Showcase Your Experience
Prepare specific examples from your past roles in compliance and banking. Highlight your experience in monitoring compliance, conducting reviews, and advising on policies. This will help demonstrate your hands-on knowledge and how it aligns with the responsibilities of the Compliance Manager role.
✨Communicate Clearly
Strong communication skills are key for this position. Practice articulating your thoughts clearly and concisely, especially when discussing complex compliance issues. You might even want to prepare a few reports or summaries to showcase your report writing skills during the interview.
✨Be Ready for Scenario Questions
Expect to face scenario-based questions where you’ll need to demonstrate your problem-solving skills. Think about potential compliance challenges that could arise in a retail banking environment and how you would address them. This will show your proactive approach and readiness to support compliance-related projects.
