At a Glance
- Tasks: Join a dynamic team to enhance compliance frameworks and execute monitoring programmes.
- Company: International banking firm with a strong focus on compliance and regulatory standards.
- Benefits: Gain valuable experience in a corporate environment with potential for career growth.
- Other info: Opportunity to work in a diverse cultural environment and engage with key stakeholders.
- Why this job: Make a real impact by embedding a compliance culture in a leading financial institution.
- Qualifications: Degree or equivalent, with solid AML and compliance experience in financial services.
The predicted salary is between 50000 - 60000 € per year.
Compliance Generalist covering AML and regulatory Compliance. Fully office based, 12 month FTC. Individuals must have strong compliance and AML experience ideally in a corporate banking environment.
THE COMPANY: We have been instructed by an international banking firm in their search for a highly motivated and experienced Compliance professional to join their London team.
THE RESPONSIBILITIES:
- Work with the existing team to implement / embed the regulatory, financial crime and conduct risk frameworks across all business lines.
- Execute the Compliance Monitoring Program (CMP) to ensure all internal controls remain effective and up-to-date, suggesting improvements and enhancements as appropriate.
- Apply the existing systems and controls for countering money laundering / combating terrorist financing, with particular reference to retail and corporate customer on-boarding and ongoing reviews.
- Write / update policy and procedure documents as required, making sure that any new / updated documents are embedded into the business units.
- Provide advice and guidance to the business units as required to embed a compliance culture and to ensure that new products and trading activities are fully aligned with UK regulatory expectations.
- Undertake compliance / AML projects as required.
EXPERIENCE REQUIRED:
- Qualified to degree or equivalent standard, professional qualifications preferred.
- Solid experience in financial services compliance/AML in commercial banking/MiFID investment firms.
- Experience of working in different cultural environments.
- Sound understanding and knowledge of the UK financial services regulatory requirements and financial services and products.
- Previous experience in implementing and maintaining a comprehensive set of policies and procedures in financial services firms.
- Excellent communication skills, with the ability to engage with internal stakeholders.
For further information please contact Natalie Eshelby.
Compliance Generalist (12 month FTC) in London employer: Compliance Professionals
As an international banking firm based in London, we pride ourselves on fostering a dynamic work environment that values compliance excellence and professional growth. Our commitment to employee development is reflected in our comprehensive training programmes and supportive culture, ensuring that every team member has the opportunity to thrive in their career while contributing to a robust compliance framework. Join us to be part of a forward-thinking team dedicated to upholding the highest standards in financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Generalist (12 month FTC) in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and banking sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your AML and regulatory compliance knowledge. Be ready to discuss how you've implemented compliance frameworks in past roles. Show them you’re not just a candidate, but the perfect fit for their team!
✨Tip Number 3
Don’t forget to follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. It shows your enthusiasm and professionalism, which are key in the compliance world.
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Generalist role. We’ve got all the resources you need to make your application stand out, so don’t miss out on this opportunity!
We think you need these skills to ace Compliance Generalist (12 month FTC) in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your compliance and AML experience, especially in a corporate banking environment. We want to see how your skills align with the responsibilities listed in the job description.
Showcase Your Achievements:When writing your application, don’t just list your duties; showcase your achievements! Tell us about specific projects you’ve worked on or improvements you’ve made in compliance processes.
Be Clear and Concise:Keep your application clear and to the point. Use straightforward language and avoid jargon unless it’s relevant to compliance. We appreciate clarity as much as you do!
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of AML and regulatory compliance, especially in a corporate banking context. Be ready to discuss specific regulations and how they apply to the role, as this will show that you’re not just familiar with the basics but can also engage in deeper conversations.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully implemented compliance frameworks or improved processes. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Engage with the Team
Since this role involves working closely with existing teams, demonstrate your ability to collaborate. Ask questions about their current compliance culture and how you can contribute. This shows that you’re not just looking to fit in but are eager to enhance the team’s efforts.
✨Be Ready for Scenario Questions
Expect to face scenario-based questions that test your problem-solving skills in compliance situations. Think through potential challenges you might encounter in the role and how you would address them, particularly around AML and financial crime risks.
