At a Glance
- Tasks: Provide compliance support and ensure adherence to regulations in a dynamic trading environment.
- Company: Innovative commodities firm operating in global energy markets.
- Benefits: Gain hands-on experience in compliance with a competitive salary.
- Other info: Work onsite in London with opportunities for professional growth.
- Why this job: Make a real impact in the fast-paced world of energy trading compliance.
- Qualifications: Understanding of financial markets, especially energy derivatives, and compliance experience.
The predicted salary is between 56700 - 69300 £ per year.
THE COMPANY
Our client is an innovative Commodities firm, operating across global commodity and energy markets.
THE RESPONSIBILITIES
- Provide day-to-day compliance advisory support to the business, including Front Office and other trading-related functions.
- Support the team in the delivery and ongoing development of the firm’s compliance framework.
- Undertake trade and communications surveillance, reviewing alerts and escalating potential issues where appropriate.
- Assist with the identification, investigation and resolution of potential market conduct and market abuse concerns.
- Provide compliance input in relation to commodity derivatives trading activities, exchange requirements, and relevant regulatory obligations.
- Support the firm’s compliance monitoring programme, including reviews, testing, and documentation of findings.
- Review and maintain compliance policies, procedures, registers, and associated documentation.
- Support internal investigations, regulatory enquiries, audits, and compliance reviews.
- Assist with compliance training and the communication of regulatory requirements across the business.
- Undertake additional compliance activities as required within a small and dynamic team.
EXPERIENCE REQUIRED
- Must be able to work onsite in London 5 days per week
- Must have a good understanding of financial markets and derivatives products, specifically Energy derivatives.
- Relevant experience within Compliance Advisory, Surveillance, or a related financial markets function in a trading environment.
- Previous experience in energy or commodity derivatives, particularly within a physical or exchange-traded commodities environment.
- Working knowledge of relevant UK financial markets regulation, including MAR, Mi FID II/Mi FIR and EMIR.
- A strong understanding of market conduct, market abuse, and trading-related compliance risks.
- Experience interacting with Front Office or other trading-related stakeholders.
- The ability to interpret regulatory / exchange requirements and apply them within a commercial environment.
- Comfortable working in a fast-paced, hands-on environment with a broad and varied workload.
- For further information please contact Hannah Tabatabai
- #J-18808-Ljbffr
Compliance Consultant -Energy Trading firm (6 month FTC) in London employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Consultant -Energy Trading firm (6 month FTC) in London
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Compliance Professionals when they’re searching for someone to fill a temporary position.
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Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
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Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Compliance Professionals!
We think you need these skills to ace Compliance Consultant -Energy Trading firm (6 month FTC) in London
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Compliance Consultant -Energy Trading firm (6 month FTC), make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Compliance Professionals. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Compliance Professionals
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Compliance Professionals.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Compliance Professionals in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Compliance Professionals.
