At a Glance
- Tasks: Support compliance team in monitoring regulations and conducting audits.
- Company: Global derivatives broker with a focus on regulatory compliance.
- Benefits: Gain hands-on experience and develop your career in financial services.
- Other info: Opportunity for professional qualifications and growth in a dynamic environment.
- Why this job: Kickstart your career in compliance and make a real impact in finance.
- Qualifications: Detail-oriented, organised, and good communication skills required.
The predicted salary is between 25000 - 32000 £ per year.
THE COMPANY: Our client is a global derivatives broker, seeking a motivated and detail-oriented Junior Compliance Analyst to join the team. This is a great opportunity for someone at the beginning of their career to gain hands‑on experience in regulatory compliance within the financial services industry.
THE RESPONSIBILITIES:
- Assist the compliance team in monitoring and ensuring adherence to relevant financial regulations and internal policies.
- Support the review and maintenance of compliance documentation, policies, and procedures.
- Help conduct compliance monitoring reviews and internal audits.
- Assist with onboarding new clients and carrying out due diligence, KYC and AML checks.
- Support the investigation and reporting of potential compliance issues or breaches.
- Maintain accurate compliance records, registers, and logs.
- Assist with regulatory reporting and data collection.
- Monitor regulatory updates and assist in summarising key changes.
- Support compliance training initiatives for employees.
- Work with different departments to promote best compliance practices.
EXPERIENCE REQUIRED:
- Strong attention to detail.
- Good organisational and time-management skills.
- Strong written and verbal communication skills.
- Basic understanding of financial services and regulatory environments.
- Proficiency in Microsoft Office (Excel, Word, PowerPoint).
- Awareness of AML, KYC, FCA regulations, or financial compliance frameworks desirable.
- Internship or work experience in financial services or compliance useful.
- Interest in pursuing professional qualifications (e.g., ICA, CISI, or ACAMS).
Junior Compliance Analyst (entry level) employer: Compliance Professionals
Our client is an excellent employer, offering a dynamic work environment where entry-level professionals can thrive and develop their skills in regulatory compliance. With a strong focus on employee growth, the company provides comprehensive training initiatives and opportunities for professional qualifications, all while fostering a collaborative culture that values attention to detail and effective communication. Located in a vibrant financial hub, this role not only promises meaningful work but also the chance to be part of a global team dedicated to excellence in the financial services industry.
StudySmarter Expert Advice🤫
We think this is how you could land Junior Compliance Analyst (entry level)
✨Tip Number 1
Network like a pro! Reach out to people in the financial services industry, especially those working in compliance. A friendly chat can lead to valuable insights and even job leads.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, KYC, and FCA regulations. Show us you’re keen and ready to dive into the compliance world with confidence!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds.
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities waiting for you, and applying directly shows your enthusiasm for joining our team. Let’s get you started on your compliance journey!
We think you need these skills to ace Junior Compliance Analyst (entry level)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Junior Compliance Analyst role. Highlight any relevant experience, even if it's just coursework or internships, and showcase your attention to detail and organisational skills.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with the responsibilities listed in the job description. Keep it concise but impactful.
Showcase Your Communication Skills:Since strong written and verbal communication skills are key for this role, make sure your application reflects that. Use clear language and structure in your CV and cover letter to demonstrate your ability to communicate effectively.
Apply Through Our Website:We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to keep track of your application status directly!
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Familiarise yourself with key financial regulations like AML, KYC, and FCA guidelines. Being able to discuss these topics confidently will show your genuine interest in compliance and the financial services industry.
✨Showcase Your Attention to Detail
Prepare examples from your past experiences where your attention to detail made a difference. Whether it was during an internship or a project at university, demonstrating this skill is crucial for a Junior Compliance Analyst role.
✨Practice Your Communication Skills
Since strong written and verbal communication skills are essential, practice articulating your thoughts clearly. You might even want to prepare a brief summary of a compliance topic to present during the interview.
✨Be Ready to Discuss Teamwork
This role involves working with various departments, so be prepared to talk about your experience collaborating with others. Share specific instances where you contributed to a team effort, especially in a compliance or regulatory context.
