At a Glance
- Tasks: Lead compliance initiatives and manage regulatory risks in a dynamic retail FX brokerage.
- Company: A forward-thinking retail FX brokerage with a focus on compliance and risk management.
- Benefits: Competitive salary, professional development, and a chance to shape compliance culture.
- Other info: Opportunity for career advancement in a growing industry.
- Why this job: Make a significant impact by driving compliance strategies in a fast-paced environment.
- Qualifications: Experience in compliance, risk management, and strong leadership skills.
The predicted salary is between 75600 - 92400 £ per year.
Compliance Professionals is assisting a dynamic retail FX brokerage to appoint a Head of Compliance and Deputy MLRO responsible for identifying, monitoring, and managing key regulatory risks across the business. This senior role requires governance leadership, regulatory liaison, and the design of strategic compliance programs to align with FCA handbooks and UK/EU rules.
The candidate will lead risk assessments, onboarding controls, and promotion reviews while driving a culture of compliance.
Hiring: Head of Compliance & Deputy MLRO — AML, Risk & Strategy employer: Compliance Professionals
As a leading wealth management firm in Greater London, we pride ourselves on fostering a collaborative work environment that prioritises compliance excellence and professional growth. Our commitment to employee development is reflected in our comprehensive training programmes and supportive culture, making us an ideal employer for compliance professionals seeking meaningful and rewarding careers in the financial services sector.
