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For Companies At a Glance
- Tasks: Lead compliance efforts and ensure regulatory standards are met in a dynamic mortgage brokerage.
- Company: Join a forward-thinking, FCA-Regulated Mortgage Broker with a remote work culture.
- Benefits: Enjoy flexible part-time hours, competitive pay, and the chance to shape compliance strategies.
- Other info: Fully remote role with opportunities for professional growth and development.
- Why this job: Make a real impact by enhancing compliance frameworks in a growing financial services environment.
- Qualifications: 3-5 years in compliance, strong knowledge of FCA regulations, and excellent analytical skills.
The predicted salary is between 60000 - 80000 £ per year.
Fully remote role
THE COMPANY
Our client is a dynamic, FCA-Regulated Mortgage Broker. They are seeking an experienced and proactive Head of Compliance to join their team and take ownership of the compliance framework.
THE RESPONSIBILITIES
- Regulatory Compliance & Oversight
- Compliance Monitoring & File Reviews
- Policies, Procedures & Documentation
- Risk Management
- Training & Cultural Embedding
- Lender & Panel Management
- Financial Crime Compliance
- Management Information & Reporting
EXPERIENCE REQUIRED
- Minimum 3-5 years’ experience in a compliance role within financial services, preferably in mortgage broking or mortgage advice
- Strong working knowledge of FCA regulations, particularly MCOB, Consumer Duty, SYSC, and DISP
- Proven experience conducting mortgage file reviews and compliance monitoring
- Understanding of mortgage products, advice processes, and suitability assessments
- Excellent analytical skills with the ability to identify risks and recommend practical solutions
- Strong written communication skills for producing clear, professional compliance reports and guidance
Head of Compliance (part time- 3 days per week) employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance (part time- 3 days per week)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for virtual interviews by setting up a professional backdrop and testing your tech. We want you to shine, so practice answering common compliance questions and be ready to discuss your experience with FCA regulations.
✨Tip Number 3
Showcase your expertise! During interviews, highlight your experience with compliance monitoring and file reviews. Use specific examples to demonstrate how you've tackled challenges in previous roles.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged with our platform.
We think you need these skills to ace Head of Compliance (part time- 3 days per week)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of Compliance role. Highlight your experience in compliance within financial services, especially in mortgage broking. We want to see how your skills align with the responsibilities listed in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific FCA regulations you’re familiar with and how you've successfully managed compliance frameworks in the past. We love a good story!
Showcase Your Analytical Skills: Since strong analytical skills are key for this position, make sure to include examples of how you've identified risks and implemented solutions in your previous roles. We want to see your problem-solving prowess in action!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it makes the whole process smoother for everyone involved.
How to prepare for a job interview at Compliance Professionals
✨Know Your Regulations
Make sure you brush up on FCA regulations, especially MCOB, Consumer Duty, SYSC, and DISP. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in a practical context.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've conducted compliance monitoring or file reviews. Highlight any challenges you faced and how you overcame them, as this will demonstrate your proactive approach and problem-solving skills.
✨Communicate Clearly
Since strong written communication is key for this role, practice articulating your thoughts clearly during the interview. You might even want to prepare a brief compliance report or summary to showcase your ability to produce professional documentation.
✨Understand the Company Culture
Research the company’s values and culture. Be ready to discuss how you can embed compliance into their existing framework and contribute to a culture of compliance. This shows that you’re not just looking at the role technically but also how you fit into the team.