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- Tasks: Support compliance activities and enhance monitoring in a dynamic financial environment.
- Company: Exciting firm focused on compliance and AI, based near London.
- Benefits: Salary up to £30k, hybrid work model, and opportunities for growth.
- Other info: Join a supportive team and develop valuable skills in a fast-paced industry.
- Why this job: Kickstart your career in compliance while exploring the fascinating world of AI.
- Qualifications: Recent graduate in Law, Economics, Finance, or Mathematics with a passion for compliance.
The predicted salary is between 30000 - 30000 £ per year.
We are looking for a recent graduate (ideally graduating in 2025) with a good degree in either Law, Economics, Finance or Mathematics. No previous compliance experience is needed, but a proven desire to break into Compliance and a genuine interest in AI is needed. The position is open to graduates based in travelling distance of London. You will work 3 days in the office and 2 at home. Salary up to £30k.
THE RESPONSIBILITIES
- Performing, supporting & enhancing monitoring and surveillance activities.
- Managing, supporting and developing workflows and record keeping in respect of staff personal compliance obligations.
- Supporting the efficient operation of compliance frameworks including for anti-financial crime, training, reporting, regulatory change and regulatory policies.
- Supporting and participating in the activities for reviewing and approving financial promotions and account openings.
- Participating in other activities including for advisory, regulatory change, operations and anti-financial crime as mandated by the Head of Compliance.
EXPERIENCE REQUIRED
- Genuine interest in AI within financial services.
- Proactive with motivation for high standards of delivery and desire to develop insights and technical skills across a range of business and regulatory topics and disciplines.
- High standards of written and oral communication.
- Strong interpersonal skills with ability to develop and foster productive professional relationships.
- Affinity with technology and systems with a view to aiding efficiency and developing new workflows.
Entry Level Compliance Associate employer: Compliance Professionals
Contact Detail:
Compliance Professionals Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Entry Level Compliance Associate
✨Tip Number 1
Network like a pro! Reach out to alumni from your university or join relevant groups on LinkedIn. We can’t stress enough how important it is to connect with people already in the compliance field; they might just have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance practices. We recommend jotting down questions that show your genuine interest in AI and compliance. This will not only impress your interviewers but also help you stand out as a candidate who’s truly engaged.
✨Tip Number 3
Practice your communication skills! Whether it’s through mock interviews or casual chats with friends, being able to articulate your thoughts clearly is key. We know that strong interpersonal skills are crucial in compliance, so let’s make sure you shine in this area.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for passionate individuals who want to break into compliance, so make sure you showcase your enthusiasm for the role!
We think you need these skills to ace Entry Level Compliance Associate
Some tips for your application 🫡
Show Your Passion for Compliance: Make sure to highlight your genuine interest in compliance and AI in your application. We want to see that you’re not just looking for any job, but that you’re excited about starting a career in this field!
Tailor Your CV and Cover Letter: Don’t just send out the same CV and cover letter for every application. We recommend customising them to reflect how your skills and experiences align with the responsibilities listed in the job description. It shows us you’ve done your homework!
Keep It Clear and Concise: When writing your application, clarity is key! We appreciate well-structured and concise writing that gets straight to the point. Avoid jargon and make sure your enthusiasm shines through.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Compliance Professionals
✨Show Your Passion for Compliance
Make sure to express your genuine interest in compliance during the interview. Research the latest trends in compliance and AI, and be ready to discuss how they impact the financial services sector. This will show that you’re not just looking for any job, but that you’re specifically excited about this field.
✨Demonstrate Your Communication Skills
Since strong written and oral communication is key for this role, practice articulating your thoughts clearly. You might want to prepare a few examples of how you've effectively communicated in past experiences, whether in group projects or presentations. This will help you stand out as someone who can foster productive professional relationships.
✨Be Proactive and Solution-Oriented
During the interview, highlight instances where you took initiative or solved problems. Employers love candidates who are proactive and can think on their feet. Think of examples from your studies or internships where you identified an issue and came up with a solution, especially in relation to workflows or compliance.
✨Familiarise Yourself with Technology
Since the role involves managing workflows and record-keeping, show your affinity with technology. Brush up on any relevant software or tools used in compliance and be prepared to discuss how you can leverage technology to improve efficiency. This will demonstrate your readiness to adapt and contribute to the team.