Compliance Professionals is seeking a Senior Compliance Officer for a leading UK investment management firm. The role focuses on asset management, guideline monitoring, and coding, with close collaboration across Front Office and Risk & Compliance teams.
The candidate will lead on onboarding restrictions, coding guidelines in Aladdin, and daily pre/post trade monitoring while ensuring regulatory adherence and effective risk controls.
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Senior Compliance Officer – Asset Management & Coding in England employer: Compliance Professionals
As a leading private bank in the UK, we pride ourselves on fostering a dynamic and inclusive work culture that prioritises employee development and well-being. Our commitment to compliance excellence not only ensures a rewarding career path for our Financial Crime Compliance Lead but also offers unique opportunities for professional growth through continuous training and mentorship. Join us to be part of a prestigious institution where your expertise in wealth management will be valued and your contributions will make a meaningful impact.
